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April 2024

Carter v. C&S Canopy, Inc.

Court of Appeals of Mississippi

March 5, 2024, Decided

NO. 2022-CA-00730-COA

Reporter

2024 Miss. App. LEXIS 95 *; 2024 WL 930787

JOSEPH CARTER, APPELLANT v. C&S CANOPY, INC. AND TY BALLEW, APPELLEES

Prior History:  [*1] COURT FROM WHICH APPEALED: HANCOCK COUNTY CIRCUIT COURT. DATE OF JUDGMENT: 06/23/2022. TRIAL JUDGE: HON. LAWRENCE PAUL BOURGEOIS JR.

Disposition: AFFIRMED.

Counsel: FOR APPELLANT: ROGEN K. CHHABRA; JOHN D. GIDDENS.

FOR APPELLEES: L. CLARK HICKS JR.; R. LANE DOSSETT.

Judges: WILSON, P.J., FOR THE COURT. BEFORE WILSON, P.J., GREENLEE AND McCARTY, JJ. BARNES, C.J., CARLTON, P.J., GREENLEE, WESTBROOKS, McDONALD, LAWRENCE, McCARTY, SMITH AND EMFINGER, JJ., CONCUR.

Opinion by: WILSON

Opinion

NATURE OF THE CASE: CIVIL – PERSONAL INJURY

WILSON, P.J., FOR THE COURT:

P1. Joseph Carter was injured when an eighteen-wheeler in which he was a passenger sideswiped a fixed-body truck that was parked on the shoulder alongside Interstate 10 and out of the lanes of travel. Carter sued the fixed-body truck’s driver, Ty Ballew, and Ballew’s employer, C&S Canopy Inc. (C&S), for negligence. Following discovery, the circuit court concluded there was no evidence that Ballew or C&S was negligent or that their alleged negligence caused the crash. Accordingly, the circuit court granted the defendants’ motion for summary judgment. We find no error and affirm.


FACTS AND PROCEDURAL HISTORY

P2. On January 2, 2017, Ty Ballew, an employee of C&S, was driving a commercial fixed-body [*2]  truck on Interstate 10 in Mississippi. Around 3:30 p.m., the truck “started running sluggish and lost power,” and Ballew pulled off on the shoulder of the interstate. After talking to his supervisor, Heath Chambers, Ballew placed three warning triangles at intervals behind the truck. Ballew took a photograph of the truck with the warning devices and sent it to Chambers before going to a hotel.

P3. Around 1:30 a.m. on January 3, 2017, an eighteen-wheeler driven by Leslie Pecor approached Ballew’s truck. Carter was asleep in the sleeper berth of the eighteen-wheeler at the time. For unknown reasons, Pecor’s truck veered out of its lane and sideswiped Ballew’s truck. Carter was injured in the crash.

P4. Carter later asked Pecor “what happened,” but according to Carter, Pecor “didn’t really want to talk about it.” Pecor later died from an unrelated cause. Thus, a dash-camera video from Pecor’s truck is the only probative evidence regarding the cause of the crash.

P5. In December 2019, Carter sued Ballew and C&S. In October 2021, the defendants moved for summary judgment, arguing that Carter was unable to establish that either defendant breached a duty or that any alleged breach proximately [*3]  caused the crash.

P6. In response, Carter submitted an affidavit from Adam Grill, a truck driving expert. Grill opined that Ballew “violated the Federal Motor Carrier Safety Regulations, state statute and industry standards when he parked and left unattended the truck on the paved portion of the highway.” Grill went on to say that Ballew “should have moved the truck to the nearest place where repairs [could] safely be effected” and that Ballew “incorrectly placed the warning devices[] behind the truck.” Grill stated that Ballew’s actions “caused a foreseeable danger to the motoring public and placed Mr. Carter in danger of harm.” Grill also opined that C&S violated state and federal law and industry standards by allowing “Ballew to park and leave unattended the truck on the paved portion of the highway” and that C&S failed to properly train or instruct Ballew regarding the placement of the reflective triangles. The defendants filed a motion to strike Grill’s affidavit, arguing that his opinions failed to satisfy the requirements of Mississippi Rule of Evidence 702.

P7. After a hearing, the circuit court granted the defendants’ motion for summary judgment, holding that there was no genuine issue of material fact, no [*4]  evidence that the defendants breached any duty, and no evidence that any alleged breach proximately caused the crash. The circuit court reasoned,

[T]he video demonstrates [the warning] devices were in place at the time of the accident, and nothing in the record demonstrates how such devices did not comply with any requirements. Moreover, there is an analytical gap in the evidence demonstrating how a purported failure proximately contributed to the cause of the accident in this case.

P8. The circuit court also granted the defendants’ motion to strike Grill’s affidavit, finding that Grill did not address causation, his “opinions [were] not scientifically reliable,” and his opinions were not “helpful” to the extent he merely interpreted the video of the crash. The court also noted that it had reviewed all of Grill’s opinions and that even if his affidavit “was not stricken, his opinions . . . would not create a genuine issue of material fact that would preclude summary judgment.” Carter filed a notice of appeal.


ANALYSIS

P9. We review an order granting summary judgment de novo, viewing the evidence in the light most favorable to the nonmoving party. Karpinsky v. Am. Nat’l Ins., 109 So. 3d 84, 88 (¶9) (Miss. 2013). Summary judgment “shall” be granted “if [*5]  the pleadings, depositions, answers to interrogatories and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” M.R.C.P. 56(c). “When the plaintiff, as in this case, bears the burden of proof at trial, a defendant may elect to move for summary judgment by identifying deficiencies in the plaintiff’s evidence.” Maxwell v. Baptist Mem’l Hosp.-DeSoto Inc., 15 So. 3d 427, 433 (¶15) (Miss. Ct. App. 2008).

P10. In responding to a motion for summary judgment, the nonmoving party “may not rest upon the mere allegations or denials of his pleadings, but his response, by affidavits or as otherwise provided in [Rule 56], must set forth specific facts showing that there is a genuine issue for trial.” M.R.C.P. 56(e). “[S]ummary judgment is appropriate when the non-moving party has failed to make a showing sufficient to establish the existence of an element essential to the party’s case, and on which that party will bear the burden of proof at trial.” Buckel v. Chaney, 47 So. 3d 148, 153 (¶10) (Miss. 2010) (quotations marks omitted). To recover in a negligence action, the plaintiff must prove (a) a duty the defendant owed him, (b) a breach of that duty, [*6]  (c) causation, and (d) damages. Double Quick Inc. v. Moore, 73 So. 3d 1162, 1166 (¶11) (Miss. 2011). Therefore, the plaintiff must respond to a motion for summary judgment “by producing supportive evidence of significant and probative value; this evidence must show that the defendant breached the established standard of care and that such breach was the proximate cause of her injury.” Palmer v. Biloxi Reg’l Med. Ctr. Inc., 564 So. 2d 1346, 1355 (Miss. 1990). When the nonmoving party “fails to make a showing sufficient to establish an essential element of the claim or defense, then all other facts are immaterial and the moving party is entitled to judgment as a matter of law.” McClinton v. Delta Pride Catfish Inc., 792 So. 2d 968, 973 (¶9) (Miss. 2001) (quoting Wilbourn v. Stennett, Wilkinson & Ward, 687 So. 2d 1205, 1214 (Miss. 1996)).

P11. On appeal, Carter argues that Ballew negligently continued to drive a “sluggish” truck down the interstate rather than exiting; that C&S negligently failed to have the truck towed sooner; that Ballew violated Federal Motor Carrier Safety Regulations (FMCSRs) by placing emergency reflective triangles at incorrect distances behind his truck; that “Ballew broke the law” by parking the disabled truck on the shoulder of the interstate; that C&S lacked authority to operate as a “for-hire motor carrier”; that C&S failed to train Ballew; and that these various acts or omissions caused the subject crash. We address Carter’s various arguments [*7]  in turn.

P12. Carter first argues that Ballew negligently continued to drive a “sluggish” truck down the interstate instead of exiting the interstate at the first sign of engine trouble. However, the only evidence Carter cites in support of this argument is the following testimony of Ballew’s supervisor, Chambers:

Q. What did [Ballew] tell you about what the truck was doing or how it had broken down? Did he describe that for you?

A. He had just told me that the truck had started running sluggish and lost power.

Carter produced no evidence that the truck ran “sluggish” for any period of time or that Ballew failed to take advantage of an earlier opportunity to exit the interstate. Accordingly, this argument is without merit.

P13. Next, Carter argues that the defendants negligently failed to get the truck towed sooner. However, Carter produced no evidence that the truck could have been towed sooner or that the defendants were in any way negligent in their efforts to get it towed. Because Carter failed to produce any evidence on this issue, the argument does not create any genuine issue of material fact.1

P14. Next, Carter argues that Ballew violated the [*8]  FMCSRs by improperly placing the warning triangles behind his truck. Specifically, Carter alleges that Ballew violated 49 C.F.R. § 392.22 “by placing the warning triangles with only 162.05 feet of warning to impact rather than 230 feet as required by these same regulations.” There are two difficulties with this argument. First, Carter’s claim that the first warning triangle was placed 162.05 feet from Ballew’s truck does not appear in the record. Rather, Carter’s appellate counsel calculated that figure based on his review of the crash video, which appears to show Pecor’s truck passing the first warning triangle about 1.75 seconds prior to impact while traveling at a speed of 63 miles per hour.2

P15. Second, the alleged 230-foot requirement is a misstatement of the cited federal rule, which provides in relevant part:

(b) Placement of warning devices—

(1) General rule. Except as provided in paragraph (b)(2) of this section, whenever a commercial motor vehicle is stopped upon the traveled portion or the shoulder of a highway for any cause other than necessary traffic stops, the driver shall, as soon as possible, but in any event within 10 minutes, place the warning devices required by § 393.953 of this subchapter, in the following [*9]  manner:

(i) One on the traffic side and 4 paces (approximately 3 meters or 10 feet) from the stopped commercial vehicle in the direction of approaching traffic;

(ii) One at 40 paces (approximately 30 meters or 100 feet) from the stopped commercial motor vehicle in the center of the traffic lane or shoulder occupied by the commercial motor vehicle and in the direction of approaching traffic; and

(iii) One at 40 paces (approximately 30 meters or 100 feet) from the stopped commercial motor vehicle in the center of the traffic lane or shoulder occupied by the commercial motor vehicle and in the direction away from approaching traffic.

(2) Special rules—

. . . .

(v) Divided or one-way roads. If a commercial motor vehicle is stopped upon the traveled portion or the shoulder of a divided or one-way highway, the driver shall place the warning devices required by paragraph (b)(1) of this section, one warning device at a distance of 200 feet and one warning device at a distance of 100 feet in a direction toward approaching traffic in the center of the lane or shoulder occupied by the commercial motor vehicle. He/she shall place one warning device at the traffic side of the commercial motor vehicle within 10 feet [*10]  of the rear of the commercial motor vehicle.

49 C.F.R. § 392.22(b). Interstate 10 is a divided highway. Therefore, under section 392.22(b)(2)(v), the three triangles should have been placed approximately 200 feet, 100 feet, and 10 feet behind Ballew’s truck in the direction of approaching traffic.

P16. Carter’s argument based on the federal rule fails to create any genuine issue of material fact. To begin with, a party opposing summary judgment should specifically identify the disputed material facts that preclude summary judgment. We do not expect circuit courts to “ferret[] through the record” for “unadvertised factual issues.” Est. of Jackson v. Miss. Life Ins., 755 So. 2d 15, 22 (¶28) (Miss. Ct. App. 1999). In this case, the defendants’ motion for summary judgment cited the relevant federal regulation and specifically argued that the video showed “that the warning triangles were appropriately spaced and clearly visible.” Indeed, the video clearly shows three emergency triangles placed at intervals behind Ballew’s truck. In response to the defendants’ motion, Carter simply asserted, without elaboration, that the triangles were “improperly” or “incorrectly” placed. We do not fault the circuit court for not attempting to calculate the distance between Ballew’s truck and the first triangle when Carter himself [*11]  failed to make that calculation and failed to identify the distance as a disputed material fact. See id.

P17. But even if we were to assume that Ballew placed the first triangle 162.05 feet from the rear of his truck, that fact would not preclude summary judgment. In Sprayberry v. Blount, 336 So. 2d 1289 (Miss. 1976), a car crashed into the rear of a tractor-trailer rig that was slowly pulling onto the shoulder of a highway late at night due to engine trouble. Id. at 1291-92. The car’s driver was killed, and his wife was seriously injured. Id. at 1291. In the wife’s negligence action against the rig’s driver and owner, our Supreme Court held that the defendants were entitled to a directed verdict, reasoning:

[The car driver’s] negligence was the sole proximate cause of the injuries to his wife. . . . No one knows why [the car’s driver] failed to see the [rig] in front of him or failed to drive his vehicle into the other lane of traffic. It can only be concluded that he failed to keep a proper lookout and did not see what he should have seen or did not have has vehicle under such control so as to turn it left in time to avoid striking the tractor-trailer.

Id. at 1294.

P18. Likewise, “[n]o one knows why” Pecor allowed his truck to leave his lane of travel and crash [*12]  into Ballew’s parked truck. Based on the limited record evidence, we can only conclude that Pecor fell asleep or failed to pay attention. But whatever the precise nature of Pecor’s negligence, there is no evidence that the specific placement of the first reflective triangle caused this crash. That is, there is no evidence that the crash would have somehow been avoided if Ballew had placed the triangle 38 feet from where he did. Given this lack of evidence, it is pure speculation to suggest that the crash would have been avoided if Ballew had placed the triangle 38 feet further up the road. “One can do no more than speculate about causation here, and speculation does not defeat summary judgment.” Joe McGee Constr. Co. v. Brown-Bowens, 368 So. 3d 1277, 1281 (¶10) (Miss. 2023).

P19. Carter also argues that “Ballew broke the law” by violating Mississippi Code Annotated section 63-3-903 (Rev. 2022), which provides in relevant part:

(1) No person shall stop, park or leave standing any vehicle, whether attended or unattended, upon the paved or improved or main traveled part of any highway outside of a business or residence district when it is practical to stop, park, or so leave such vehicle off such part of said highway. In every event, however, a clear and unobstructed width of at least twenty (20) feet of such [*13]  part of the highway opposite such standing vehicle shall be left for the free passage of other vehicles and a clear view of such stopped vehicle be available from a distance of two hundred (200) feet in each direction upon such highway.

(2) This section shall not apply to the driver of any vehicle which is disabled while on the paved or improved or main traveled portion of a highway in such manner and to such extent that it is impossible to avoid stopping and temporarily leaving such disabled vehicle in such position.

Carter argues that Ballew violated subsection (1) because he left his truck parked on the “paved or improved” part of the highway, though off the “main traveled part” of it.

P20. In addressing this statute, our Supreme Court stated at the outset of its analysis that “[t]he central principle which runs through all the cases dealing with statutes regulatory of highway traffic is that such statutes must have a practical or workable interpretation, not an arbitrary or unreasonable construction, and never that which would require an impossibility[.]” Teche Lines Inc. v. Danforth, 195 Miss. 226, 249, 12 So. 2d 784, 786 (1943). Interpreting section 63-3-903, the Court held,

We know that on many of our highways one would be required to run his automobile mile upon mile before a place [*14]  could be found where the machine could be entirely removed from the pavement. The statute must be given a reasonable and workable construction. If there is proper excuse or necessity for stopping the car, it will be sufficient, if a reasonable effort be made to get it entirely off the main traveled portion of the road, or as nearly so as the circumstances will permit.

Id. at 252, 12 So. 2d at 787 (emphasis added) (quoting Colvin v. Auto Interurban Co., 132 Wash. 591, 232 P. 365, 368 (Wash. 1925)).

P21. Consistent with the Supreme Court’s opinion in Teche Lines, Ballew moved his truck to the far edge of the shoulder and “entirely off the main traveled part of the road.” Id. The photograph that Ballew took of the disabled truck and warning devices shows that the road was visibly wet and that the dirt-and-grass area adjacent to the shoulder sloped downward. Carter produced no evidence that Ballew could have safely moved the disabled truck off the paved shoulder—or anywhere other than where he did.4

P22. In addition, subsection (2) of the statute expressly permits a driver to leave his vehicle on a paved shoulder if his vehicle becomes “disabled while on the . . . highway” and “it is impossible to avoid stopping and temporarily leaving such disabled vehicle in such position.” Miss. Code Ann. § 63-3-903(2). Again, Carter produced no evidence that [*15]  it was safe for Ballew to have parked the vehicle anywhere other than where he parked it.

P23. Next, Carter argues that “Ballew and C&S did not have authority to operate the commercial vehicle on the interstate” because C&S did not obtain “interstate-for-hire motor carrier operating authority” from the Federal Motor Carrier Safety Administration (FMCSA). However, C&S was registered with FMCSA as a private carrier, it had a valid United States Department of Transportation number, and Ballew was a licensed commercial driver. There is no evidence in the record that C&S should have been licensed as a for-hire motor carrier. Indeed, although Carter failed to produce any evidence in support of this contention, it appears that C&S is in the business of installing awnings, and when his truck broke down, Ballew was in the process of transporting C&S’s own tools and equipment from the company’s headquarters in Clanton, Alabama, to a job site in Louisiana. This sort of activity is not for-hire carriage.5 In any event, Carter simply failed to produce any evidence to show that C&S should have been registered as a for-hire carrier. In addition, Carter also failed to produce any evidence that C&S’s [*16]  alleged failure to register as such in any way caused or contributed to the subject crash. Accordingly, this issue is without merit.

P24. Finally, Carter argues C&S negligently failed to train Ballew. Specifically, Carter argues that C&S failed to train Ballew (a) not to continue down the highway in a “sluggish” truck and (b) regarding the proper placement of emergency triangles. As explained above, there is no evidence that Ballew proceeded in a “sluggish” truck for any length of time, that he improperly placed the emergency triangles, or that his placement of the triangles caused the crash. Accordingly, this issue is also without merit.


CONCLUSION

P25. The circuit court properly granted summary judgment because there is no genuine issue of material fact, and the defendants are entitled to judgment as a matter of law.6

P26. AFFIRMED.

BARNES, C.J., CARLTON, P.J., GREENLEE, WESTBROOKS, McDONALD, LAWRENCE, McCARTY, SMITH AND EMFINGER, JJ., CONCUR.


End of Document


In the defendants’ motion for summary judgment and during the hearing in the circuit court, defense counsel stated that Chambers had testified that he tried to get the truck towed that afternoon but was unable to schedule a tow until the next morning. In the circuit court, Carter did not dispute this description of Chambers’s testimony, but on appeal Carter notes that the defendants failed to attach the relevant pages of Chambers’s deposition to their motion for summary judgment. The absence of this evidence does not help Carter. To defeat a motion for summary judgment, “the plaintiff must . . . produc[e] supportive evidence of significant and probative value; this evidence must show that the defendant breached the established standard of care and that such breach was the proximate cause of her injury.” Palmer, 564 So. 2d at 1355 (first emphasis added). It was not the defendants’ burden to prove that they satisfied the standard of care; it was Carter’s burden to come forward with evidence of negligence.

2 Carter’s appellate counsel calculates that 63 miles per hour equals 92.6 feet per second and that an object moving that speed would travel 162.05 feet in 1.75 seconds. We calculate that 63 miles per hour equals 92.4 feet per second and that an object moving at that speed would travel 161.7 feet in 1.75 seconds.

The rule permits the use of emergency reflective triangles. 49 C.F.R. § 393.95(f)(1).

Grill’s affidavit does not make any specific claim that Ballew could or should have driven the large truck off the paved shoulder and onto the sloping grass. Rather, he asserts that Ballew could have taken some prior action when his truck began running “sluggish.” As discussed above, there is no evidentiary basis for this assertion.

“An authorized for-hire motor carrier transports passengers, regulated property or household goods owned by others for compensation.” FMCSA, What is the definition of an authorized for-hire carrier?, https://www.fmcsa.dot.gov/faq/what-definition-authorized-hire-carrier (updated May 26, 2023); see also, e.g., American Trucking Asso. v. Interstate Commerce Com., 672 F.2d 850, 851 (11th Cir. 1982) (“A private carrier does not engage in for-hire carriage; it is typically a firm that hauls its own wares in self-owned or leased trucking equipment.”).

Carter also argues that the circuit court erred by striking Grill’s affidavit. Like the circuit court, we have considered Grill’s opinions and determined that even if Grill’s affidavit had not been stricken, it would not create a genuine issue of material fact that would preclude summary judgment. Accordingly, it is unnecessary to determine whether the circuit court erred by striking Grill’s affidavit under Mississippi Rule of Evidence 702.

Gold v. Carter

United States District Court for the Western District of Pennsylvania

March 13, 2024, Decided; March 13, 2024, Filed

2:23-CV-00828-CRE; 2:23-CV-00830-CRE

Reporter

2024 U.S. Dist. LEXIS 43968 *; 2024 WL 1095676

BRADLEY GOLD, AN INDIVIDUAL; AND AMIEE GOLD, AN INDIVIDUAL; Plaintiffs, vs. JASON CARTER, AN INDIVIDUAL; AND THE ARMS TRUCKING CO., A FOREIGN ENTITY; Defendants.NANCY MCGEE, AN INDIVIDUAL; TROY MCGEE, AN INDIVIDUAL; AND A.M., A MINOR, BY AND THROUGH HER PARENTS AND NATURAL GUARDIANS, NANCY MCGEE, AND TROY MCGEE; Plaintiffs, vs. JASON CARTER, AN INDIVIDUAL; AND THE ARMS TRUCKING CO., A FOREIGN ENTITY; Defendants.

Counsel:  [*1] For BRADLEY GOLD, an individual, Plaintiff (2:23-cv-00828-CRE): Matthew R. Doebler, Pribanic & Pribanic, LLC, Pittsburgh, PA.

For AMIEE GOLD, an individual, Plaintiff (2:23-cv-00828-CRE): Eve M. Elsen, LEAD ATTORNEY, Phillips Froetschel LLC, Pittsburgh, PA.

For JASON CARTER, an Individual, THE ARMS TRUCKING CO., a Foreign Entity, Defendants (2:23-cv-00828-CRE): Megan R. Padgett, LEAD ATTORNEY, Pion Law, Pittsburgh, PA; James M. Girman, Pion, Nerone, Girman, Winslow & Smith, P.C., Pittsburgh, PA.

For NANCY McGEE, an Individual, Plaintiff (2:23-cv-00830-CRE): Eve M. Elsen, LEAD ATTORNEY, Phillips Froetschel LLC, Pittsburgh, PA; Matthew R. Doebler, Pribanic & Pribanic, LLC, Pittsburgh, PA.

For TROY McGEE, an Individual, A.M., a minor, by and through her parents and natural guardians, NANCY McGEE and TROY McGEE, Plaintiffs (2:23-cv-00830-CRE): Eve M. Elsen, LEAD ATTORNEY, Phillips Froetschel LLC, Pittsburgh, PA.

For JASON CARTER, an individual, THE ARMS TRUCKING CO., a Foreign Entity, Defendants (2:23-cv-00830-CRE): James M. Girman, LEAD ATTORNEY, Pion, Nerone, Girman, Winslow & Smith, P.C., Pittsburgh, PA; John T. Pion, LEAD ATTORNEY, Pion, Nerone, Girman, Winslow & Smith, Pittsburgh, PA; Megan [*2] R. Padgett, LEAD ATTORNEY, Pion Law, Pittsburgh, PA.

Judges: Cynthia Reed Eddy, United States Magistrate Judge.

Opinion by: Cynthia Reed Eddy

Opinion


MEMORANDUM OPINION1

Cynthia Reed Eddy, United States Magistrate Judge.


I. INTRODUCTION

These companion vehicle collision cases were removed to this Court from the Court of Common Pleas of Beaver County, Pennsylvania on May 17, 2023.

Plaintiffs Bradley Gold, Aimee Gold, Nancy McGee, Troy McGee, and A.M., a minor, (collectively “Plaintiffs”) filed these cases against Defendants Jason Carter and The Arms Trucking Company (collectively “Defendants” or “Defendant Carter” and “Defendant Arms Trucking”). Plaintiffs each allege a negligence action against Defendant Carter, and a vicarious liability / negligent entrustment action against Defendant Arms Trucking. The Court has subject matter jurisdiction under 28 U.S.C. § 1332.2

Pending before the Court are Defendants’ identical partial motions to dismiss for failure to state a claim under Fed. R. Civ. P. 12(b)(6) and to strike certain allegations of Plaintiffs’ complaints under Fed. R. Civ. P. 12(f). GOLD et al. v. CARTER et al., Case No. 2:23-CV-00828 (W.D.Pa. 2023) (“Gold“) (ECF No. 4) and McGEE et al. v. CARTER et al., Case No. 2:23-CV-00830-CRE (W.D.Pa. 2023) (“McGee“) (ECF No. 4). The motions are fully briefed and ripe for consideration. Gold (ECF Nos. 5, 11, 14, 15) and McGee (ECF Nos. 5, 9, 10, 13).3

For the reasons [*3]  below, Defendants’ identical partial motions to dismiss and to strike are denied.


II. BACKGROUND4

The vehicle collision giving rise to this lawsuit occurred on Interstate 76, mile marker 14, in Beaver County, Pennsylvania on November 11, 2022. Gold Compl. (ECF No. 1-3) ¶ 8 and McGee Compl. (ECF No. 1-1) ¶ 8. The location of the collision was within an active work zone with a posted speed limit of 70 miles per hour, and weather conditions included heavy rainfall. Id. ¶¶ 11-12.

At all times relevant to this lawsuit, Defendant Arms Trucking employed Defendant Carter. Id. ¶ 6. On the morning of the vehicle collision, Defendant Carter operated a tractor and fully loaded trailer (Commercialized Motorized Vehicle, “CMV”), owned and maintained by Defendant Arms Trucking, which hauled about 75,000 pounds of gravel and was traveling east. Id. ¶¶ 6, 7, 9-10. Ahead in the direction of Defendant Carter’s travels, traffic was stopped because of an accident where another tractor trailer rolled over. Id. ¶ 13. Around 10:05 a.m., the CMV operated by Defendant Carter smashed into the concrete barrier and ricocheted into four vehicles—including Plaintiffs’ vehicle and another CMV. Id. ¶ 18.

According [*4]  to Plaintiffs, before the collision occurred, a nearby truck driver, John Dziatlik, notified Defendant Carter to reduce his speed because there was an upcoming accident. Id. ¶ 14. Plaintiffs assert that Defendant Carter violated the Federal Motor Carrier Safety Regulations by operating the CMV at an excessive rate of speed, despite this warning, and much faster than was prudent for heavy rainfall. See generally id. ¶¶ 15-19. Plaintiffs also allege Defendant Arms Trucking allowed the operation of the CMV despite an unbalanced load and an unsafe braking system and knew or had reason to know of Defendant Carter’s incompetency or inexperience when driving the CMV. See generally id.

Defendants now partially move to dismiss and to strike certain allegations of the complaints.


III. STANDARD OF REVIEW

a. Fed. R. Civ. P. 12(b)(6)

The applicable inquiry under Fed. R. Civ. P. 12(b)(6) is well settled. Under Fed. R. Civ. P. 8, a complaint must contain a “short and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Fed. R. Civ. P. 12(b)(6) provides that a complaint may be dismissed for “failure to state a claim upon which relief can be granted.” “To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state [*5]  a claim to relief that is plausible on its face.'” Ashcroft v. Iqbal, 556 U.S, 556 U.S. 662, 678, 129 S. Ct. 1937, 173 L. Ed. 2d 868 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S. Ct. 1955, 167 L. Ed. 2d 929 (2007)). A complaint that merely alleges entitlement to relief, without alleging facts that show entitlement, must be dismissed. See Fowler v. UPMC Shadyside, 578 F.3d 203, 211 (3d Cir. 2009). This “‘does not impose a probability requirement at the pleading stage,’ but instead ‘simply calls for enough facts to raise a reasonable expectation that discovery will reveal evidence of’ the necessary elements.” Phillips v. Cnty. of Allegheny, 515 F.3d 224, 234 (3d Cir. 2008) (quoting Bell Atlantic Corp., 550 U.S. at 556). Yet a court need not accept as true “unsupported conclusions and unwarranted inferences,” Doug Grant, Inc. v. Greate Bay Casino Corp., 232 F.3d 173, 183-84 (3d Cir. 2000), or the plaintiff’s “bald assertions” or “legal conclusions.” Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997).

Although a complaint does not need detailed factual allegations to survive a Fed. R. Civ. P. 12(b)(6) motion, a complaint must provide more than labels and conclusions. Bell Atlantic Corp., 550 U.S. at 555. A “formulaic recitation of the elements of a cause of action will not do.” Id. (citing Papasan v. Allain, 478 U.S. 265, 286, 106 S. Ct. 2932, 92 L. Ed. 2d 209 (1986)). “Factual allegations must be enough to raise a right to relief above the speculative level” and “sufficient to state a claim for relief that is plausible on its face.” Bell Atlantic Corp., 550 U.S. at 555. Facial plausibility exists “when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft, 556 U.S. at 678 (citing Bell Atlantic Corp., 550 U.S. at 556).

The plausibility standard is [*6]  not akin to a “probability requirement, but it asks for more than a sheer possibility that a defendant has acted unlawfully. . . . Where a complaint pleads facts that are “merely consistent with” a defendant’s liability, it “stops short of the line between possibility and plausibility of ‘entitlement to relief.'” Id. (quoting Bell Atlantic Corp., 550 U.S. at 556) (internal citations omitted).

When considering a Fed. R. Civ. P. 12(b)(6) motion, the court’s role is limited to determining whether a plaintiff has a right to offer evidence in support of his claims. See Scheuer v. Rhodes, 416 U.S. 232, 236, 94 S. Ct. 1683, 40 L. Ed. 2d 90 (1974). The court does not consider whether a plaintiff will ultimately prevail. Scheuer, 416 U.S. 232. A defendant bears the burden of establishing that a plaintiff’s complaint fails to state a claim. Gould Elecs. Inc. v. United States, 220 F.3d 169, 178 (3d Cir. 2000), holding modified by Simon v. United States, 341 F.3d 193 (3d Cir. 2003).

If a court “consider[s] matters extraneous to the pleadings” on a motion for judgment on the pleadings, then the motion must be converted into one for summary judgment. In re Burlington Coat Factory Sec. Litig., 114 F.3d 1410, 1426 (3d Cir. 1997). Even so, a court may consider (1) exhibits attached to the complaint, (2) matters of public record, and (3) all documents integral to or explicitly relied on in the complaint, even if they are not attached, without converting the motion into one for summary judgment. Mele v. Fed. Rsrv. Bank of New York, 359 F.3d 251, 256 (3d Cir. 2004), as amended (Mar. 8, 2004); Pension Ben. Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir. 1993).


IV. DISCUSSION

Defendants [*7]  argue that the claims for punitive damages should be dismissed because Plaintiffs allege no facts of recklessness to support punitive damages. Gold (ECF No. 5) at pp. 5-6 and McGee (ECF No. 5) at pp. 5-6. According to Defendants, because there is no basis for punitive damages, Plaintiffs’ direct liability claims against Defendant Arms Trucking cannot proceed and should be dismissed. Id. at pp. 6-8. Defendants relatedly move to strike allegations referencing “recklessness,” “intentional conduct,” “wanton conduct,” and “other averments which would form the basis for punitive damages.” Id. at pp. 8-10. Each argument is addressed below.

a. Punitive Damages: Plaintiffs’ Claims for “Recklessness” and Direct Liability

Defendants maintain that Plaintiffs asserted no facts of recklessness—such that Defendants knew or had reason to know of facts creating a high degree of risk to Plaintiffs or were aware a result was substantially certain, to support punitive damages. Gold (ECF No. 5) at pp. 5-6 and McGee (ECF No. 5) at pp. 5-6. In response, Plaintiffs maintain that Defendant Arms Trucking’s actions or inactions in hiring, training, and supervising Defendant Carter in the operation of a CMV, as [*8]  well Defendant Carter’s failure to heed direction to slow down in correspondence with the road’s conditions were negligent, careless, and reckless—in violation of the Federal Motor Carrier Safety Regulations, and the proximate and substantial cause of Plaintiffs’ injuries and damages. Gold (ECF No. 11) at p. 2 and McGee (ECF No. 10) at p. 2. Plaintiffs also maintain that their punitive damages claim against Defendant Arms Trucking exist under the theory of vicarious liability. Gold (ECF No.11) at pp. 11-13 and McGee (ECF No. 10) at pp. 11-13.

In Pennsylvania, “[p]unitive damages may be awarded for conduct that is outrageous, because of the defendant’s evil motive or his reckless indifference to the rights of others” and “must be based on conduct which is malicious, wanton, reckless, willful, or oppressive.” See Feld v. Merriam, 506 Pa. 383, 485 A.2d 742, 747-748 (Pa. 1984) (internal quotation marks omitted). “[A] punitive damages claim must be supported by evidence sufficient to establish that (1) a defendant had a subjective appreciation of the risk of harm to which the plaintiff was exposed and that (2) he acted, or failed to act, as the case may be, in conscious disregard of that risk.” See Hutchison v. Luddy, 582 Pa. 114, 870 A.2d 766, 772 (Pa. 2005).

“[U]nder Pennsylvania law, a principal may be held [*9]  vicariously liable for punitive damages if the actions of [its] agent were ‘clearly outrageous,’ were committed during and within the scope of the agent’s duties, and were done with the intent to further the principal’s interests.” Loughman v. Consol-Pennsylvania Coal Co., 6 F.3d 88, 101 (3d Cir. 1993) (citing Delahanty v. First Pennsylvania Bank, N.A., 318 Pa. Super. 90, 464 A.2d 1243, 1264 (1983)). To be clear, the standard to assess claims for punitive damages is “ordinary outrageousness” regardless of vicarious or direct liability. Gregory v. Sewell, No. 4:CV-04-2438, 2006 U.S. Dist. LEXIS 66930, 2006 WL 2707405, at *11 (M.D. Pa. Sept. 19, 2006) (finding that the “ordinary outrageousness” standard applies to direct and vicarious liability claims for punitive damages under Pennsylvania law); see Achey v. Crete Carrier Corp., No. 07-CV-3592, 2009 U.S. Dist. LEXIS 44353, 2009 WL 9083282, at *10 (E.D. Pa. Mar. 30, 2009) (“‘Clearly outrageous’ merely reiterates Pennsylvania’s already high punitive damages standard and does not create a second, higher threshold for vicarious punitive liability.”) (internal citation and quotations omitted).

While punitive damages are “an extreme remedy available in only the most exceptional matters,” see Phillips v. Cricket Lighters, 584 Pa. 179, 883 A.2d 439, 445 (Pa. 2005) (internal quotation marks omitted), at the motion to dismiss stage, a court need only decide whether the plaintiff alleged facts that “plausibly give rise” to a punitive damages award. See Alexander v. W. Express, No. 1:19-CV-1456, 2019 U.S. Dist. LEXIS 181822, 2019 WL 6339907, at *9 (M.D. Pa. Oct. 18, 2019), report and recommendation adopted, No. 1:19-CV-1456, 2019 U.S. Dist. LEXIS 204890, 2019 WL 6327688 (M.D. Pa. Nov. 26, 2019) (collecting cases in federal district courts which applied Pennsylvania law to deny dismissal of punitive damages claims [*10]  at the start of litigation in vehicle collision cases). The ultimate result often turns on the defendant’s state of mind, which normally cannot be resolved on the pleadings alone. See generally, In re Lemington Home for the Aged, 777 F.3d 620, 631 (3d Cir. 2015).

At this stage, Plaintiffs’ allegations plausibly support a remedy of punitive damages.5 Plaintiffs allege that Defendant Carter operated the CMV at a high rate of speed for the location and circumstances and violated the Federal Motor Carrier Safety Regulations. For example, Plaintiffs allege that Defendant Carter was notified by a nearby truck driver to reduce speed because there was an upcoming collision; yet he continued to operate the CMV, while hauling 75,000 pounds of gravel, at an excessive speed considering the weather and traffic conditions. As to Defendant Arms Trucking, Plaintiffs allege that the CMV involved in the vehicle collision had a deficient braking system and an unbalanced load. Plaintiffs also assert that Defendant Arms Trucking knew, or had reason to know, of Defendant Carter’s incompetency and inexperience with operating a CMV. It is therefore plausible that Defendant Carter and Defendant Arms Trucking consciously disregarded the accompanying risks, and Plaintiffs alleged [*11]  enough facts to support that evidence may reveal Defendants’ recklessness. Hutchison ex rel. Hutchison, 870 A.2d at 771-772.

Similarly, Defendants’ argument surrounding the direct liability claims against Defendant Arms Trucking is unavailing. “As a general rule, courts have dismissed [direct liability] claims when a supervisor defendant concedes an agency relationship with the co-defendant6 ]. . . courts have recognized an exception to this rule when a plaintiff has made punitive damages claims against the supervisor defendant.” Fortunato v. May, No. CIV A 04-1140, 2009 U.S. Dist. LEXIS 20587, 2009 WL 703393 (W.D. Pa. Mar. 16, 2009) (citing Holben v. Midwest Emery Freight Sys., Inc., 525 F. Supp. 1224 (W.D. Pa. 1981)); see Sterner, 2013 U.S. Dist. LEXIS 173981, 2013 WL 6506591, at *3 (“An exception to this rule exists, however, when a plaintiff has a valid claim for punitive damages.”).

Plaintiffs assert vicarious liability and direct liability claims against Defendant Arms Trucking. Defendant Arms Trucking admits that Defendant Cater acted within the scope of his employment at all relevant times. Gold (ECF No. 5) at p. 7 and McGee (ECF No. 5) at p. 7. Still the direct liability claims against Defendant Arms Trucking can proceed because Plaintiffs plausibly assert punitive damages claims. That aside, the liberal pleading standards under Fed. R. Civ. P. 8(d)(2) also allow Plaintiffs to plead alternative grounds.

Accordingly, Defendants’ motion to dismiss in this [*12]  respect is denied.

b. Motion to Strike

Defendants ask the Court to strike all averments supporting punitive damages claims. Gold (ECF No. 4) ¶ 17 and McGee (ECF No. 4) ¶ 17. In this regard, Defendants cite paragraphs from the complaints but otherwise do not assert what is or why it is redundant, immaterial, impertinent, or scandalous. See Gold (ECF No. 5) at p. 8 and McGee (ECF No. 5) at p. 8.

Fed. R. Civ. P. 12(f) allows a court to strike from a pleading any redundant, immaterial, impertinent, or scandalous matter. Motions to strike are highly disfavored and when a defendant seeks to strike individual allegations from a complaint, the court will deny the motion “unless the moving party shows that ‘the allegations have no possible relation to the controversy and may cause prejudice to one of the parties, or if the allegations confuse the issues.” Eisai Co. v. Teva Pharms. USA, Inc., 629 F. Supp. 2d 416, 425 (D.N.J. 2009), as amended (July 6, 2009) (citations and internal quotation marks omitted). “When faced with allegations that could possibly serve to achieve a better understanding of plaintiff’s claims or perform any useful purpose in promoting the just disposition of the litigation, courts generally deny such motions to strike.” Id. (citations and internal quotation marks omitted). [*13]  “Even when challenged materials meet the definitions in [Fed. R. Civ. P.] 12(f), a motion will not be granted in the absence of clear prejudice to the adverse party.” Jenkins v. Veney, No. CV 23-954, 2023 U.S. Dist. LEXIS 114014, 2023 WL 4295824, at *1 (W.D. Pa. June 30, 2023).

Defendants have not met their burden, as Plaintiffs plausibly asserted claims for punitive damages and Defendants have not shown how they suffered prejudice or how the allegations would confuse any issues. Therefore, Defendants’ motion to strike is denied.


V. CONCLUSION

For these reasons, Defendants’ identical partial motions to dismiss and to strike, Gold (ECF No. 4) and McGee (ECF No. 4), are denied.

An appropriate Order follows.

Dated: March 13, 2024

BY THE COURT:

/s/ Cynthia Reed Eddy

Cynthia Reed Eddy

United States Magistrate Judge


ORDER

AND NOW, this 13th day of March 2024, for the reasons stated in the accompanying Memorandum Opinion,

IT IS HEREBY ORDERED that Defendants’ identical partial motions to dismiss and to strike, GOLD et al. v. CARTER et al., Case No. 2:23-CV-00828 (W.D.Pa. 2023) (ECF No. 4) and McGEE et al. v. CARTER et al., Case No. 2:23-CV-00830-CRE (W.D.Pa. 2023) (ECF No. 4), are DENIED.

IT IS FURTHER ORDERED that Defendants’ answer is due by March 27, 2024.

BY THE COURT:

/s/ Cynthia Reed Eddy

Cynthia Reed Eddy

United States Magistrate [*14]  Judge


End of Document


All parties consented to jurisdiction before a United States Magistrate Judge. Thus, the Court has the authority to decide dispositive motions, and to eventually enter final judgment. 28 U.S.C. § 636, et seq.

2 Pennsylvania substantive law applies to this matter. Chamberlain v. Giampapa, 210 F.3d 154, 158 (3d Cir. 2000) (citing Erie R. Co. v. Tompkins, 304 U.S. 64, 91-92, 58 S. Ct. 817, 82 L. Ed. 1188 (1938)).

Because the filings in Gold and McGee are substantively identical, this Memorandum Opinion concurrently addresses the partial motions to dismiss and to strike.

Excluding the alleged individualized injuries, the operative complaints are substantively identical. Gold Compl. (ECF No. 1-3) and McGee Compl. (ECF No. 1-1).

5 Defendants maintain that Plaintiffs failed to request punitive damages in their demands for relief. Gold (ECF Nos. 5) at p. 5 and McGee (ECF Nos. 5) at p. 5. And Plaintiffs admit the complaints do not assert a separate count for punitive damages. Gold (ECF No. 11) at p. 4 and McGee (ECF No. 10) at p. 4. But Plaintiffs may pursue a claim for punitive damages even where an explicit demand for such relief is not made in the complaints. See Kozlowski v. JFBB Ski Areas, Inc., No. 3:18-CV-353, 2020 U.S. Dist. LEXIS 84337, 2020 WL 2468408, at *4 (M.D. Pa. May 13, 2020) (citation omitted) (“[A]bsent an explicit demand, the complaint must contain sufficient allegations to inform the defendant that punitive damages are on the table. . . .”). The complaints allege conduct of reckless indifference, among other conduct. Gold Compl. (ECF No. 1-3) and McGee Compl. (ECF No. 1-1).

See Sterner v. Titus Transp., LP, No. 3:CV-10-2027, 2013 U.S. Dist. LEXIS 173981, 2013 WL 6506591, at *3 (M.D. Pa. Dec. 12, 2013) (“In the majority of states [including Pennsylvania] that have addressed this issue, a plaintiff cannot pursue a [direct liability] claim against an employer for negligent entrustment, hiring, supervision, or training when the employer admits that its employee was acting within the scope of employment when the accident occurred.”) (collecting cases).

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