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April 2024

Oakley v. A.L. Logistics, LLC

United States District Court for the Middle District of Alabama, Northern Division

March 14, 2024, Decided; March 14, 2024, Filed

Case No. 2:20-cv-85-RAH

Reporter

2024 U.S. Dist. LEXIS 45112 *; 2024 WL 1120107

STEPHANIE OAKLEY, as administrator of the Estate of Wyman Lucicus, deceased, Plaintiff, v. A.L. LOGISTICS, LLC, Defendant.

Counsel:  [*1] For Stephanie Oakley, as administrator of the Estate of Wyman Lucicus, Deceased, Plaintiff: Samuel P McClurkin, IV, LEAD ATTORNEY, Long and Long, Mobile, AL; Walton Ward Hickman, LEAD ATTORNEY, Long & Long, P.C., Mobile, AL.

For A.L. Logistics, LLC, Defendant: Jonathan Keith Corley, LEAD ATTORNEY, Whittelsey & Corley PC, Opelika, AL; Robert G. Poole, LEAD ATTORNEY, The Poole Law Firm, LLC, Auburn, AL.

Judges: R. AUSTIN HUFFAKER, JR., UNITED STATES DISTRICT JUDGE.

Opinion by: R. AUSTIN HUFFAKER, JR.

Opinion


MEMORANDUM OPINION AND ORDER


I. INTRODUCTION

In this standing vehicle case, Plaintiff’s son, the decedent, died during the early morning hours of July 20, 2017, when his vehicle drifted over the fog line on an interstate and struck a broken-down tractor-trailer that was parked on the shoulder within inches of the fog line. Stephanie Oakley, as administrator of the Estate of Wyman Lucicus (the Estate) filed suit under the Alabama Wrongful Death Act, Ala. Code § 6-5-410, asserting negligence and wantonness. The Defendant, A.L. Logistics, LLC (ALL), has moved for summary judgment. The motion is fully briefed and ripe for review. It will be granted in part.


II. JURISDICTION AND VENUE

The Court exercises subject matter jurisdiction over this action pursuant to 28 U.S.C. § 1332. The [*2]  parties do not contest personal jurisdiction or venue, and the record supports both.


III. BACKGROUND

On July 19, 2017, Ricardo Diaz was driving his tractor-trailer (rig), heading south on I-65 in Butler County, Alabama, when it broke down on the interstate. Diaz parked the rig on the shoulder on top of the rumble strip within inches of the fog line and therefore within inches of passing traffic. (Doc. 64-6 at 4, 8, 11, 12; Doc. 72-1.)

(Doc. 72-1.) Both Diaz and ALL decided to have the rig repaired on the side of the interstate instead of having it towed to another location. (Doc. 72-3 at 26, 45; Doc. 73-4 at 93-94.) At the time of the accident made the basis of this lawsuit, the rig had been on the side of the interstate for over 12 hours. (Doc. 73-4 at 94; Doc. 64-5 at 12.)

During the early morning hours of July 20, 2017, Wyman Lucicus was driving south on I-65 from Tennessee to Brewton, Alabama. At around 2:15 a.m., Lucicus, for unknown reasons, apparently began to drift to the right shoulder of the interstate and over the fog line. The right front of his vehicle struck the left rear of Diaz’s rig. (Doc. 72-1; Doc. 72-3 at 50; Doc. 72-2 at 9.) Lucicus died because of the injuries he [*3]  suffered in the accident.

Another truck driver witnessed the crash. In his deposition, taken six years after the accident, the witness stated that Lucicus had passed him going south and struck the back of the rig. (Doc. 72-2 at 8.) He also stated that there were no emergency or warning triangles placed behind the rig, nor were the rig’s lights turned on.1 (Doc. 72-2 at 10-11, 14-17.) Diaz testified differently, stating that he did turn his lights on and did set out emergency triangles. (Doc. 72-3 at 41-42, 50-51.)

Trooper Jeremy Burkett of the Alabama Law Enforcement Agency (ALEA) arrived at the scene several hours after the accident and investigated. (Doc. 64-5 at 11.) At the scene, he observed that the rig was parked on the shoulder of the interstate just outside of the fog line but on top of the rumble strip, that three warning triangles were placed behind the rig, that the rig’s parking lights were on, and that the rig had the appropriate reflective tape. (Doc. 64-5 at 17, 21.) Burkett also stated that the rig was legally parked but that it should have been towed to the next exit to be repaired due to safety reasons. (Doc. 64-5 at 30-31.)


IV. STANDARD OF REVIEW

Summary judgment is proper [*4]  if there is “no genuine issue as to any material fact and . . . the moving party is entitled to a judgment as a matter of law.” Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S. Ct. 2548, 91 L. Ed. 2d 265 (1986). See also Fed. R. Civ. P. 56(a). The moving party “always bears the initial responsibility of informing the district court of the basis for its motion,” and should rely on submissions “which it believes demonstrate the absence of a genuine issue of material fact.” Celotex, 477 U.S. at 323. Once the moving party has met its burden, the nonmoving party must “go beyond the pleadings” and show that there is a genuine issue for trial. Id. at 324. Both the party “asserting that a fact cannot be,” and a party asserting that a fact is genuinely disputed, must support their assertions by “citing to particular parts of materials in the record,” or by “showing that the materials cited do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact.” Fed. R. Civ. P. 56(c)(1)(A)-(B).

To avoid summary judgment, the nonmoving party “must do more than simply show that there is some metaphysical doubt as to the material facts.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S. Ct. 1348, 89 L. Ed. 2d 538 (1986). On the other hand, the evidence of the nonmovant must be believed and “all justifiable inferences must be drawn in its favor.” Anderson v. Liberty Lobby, 477 U.S. 242, 255, 106 S. Ct. 2505, 91 L. Ed. 2d 202 (1986).


V. DISCUSSION

The Estate’s [*5]  negligence and wantonness claims fall into two general categories: (1) those theories relating directly to the crash itself and Diaz’s and ALL’s actions immediately preceding it—like parking the rig within inches of the fog line and passing traffic for an extended period of time and into the night, without displaying any lights or setting out any warning triangles or cones, and without towing the rig to another location—and (2) other theories relating to ALL’s business operations, truck maintenance and inspection, record-keeping, drug-testing, and hiring, training, and supervision of Diaz.

ALL moves for summary judgment on all claims. It argues that Diaz did not act negligently or wantonly and that no negligent or wanton act by Diaz was the proximate cause of the accident. Instead, according to ALL, it was Lucicus’s own actions in drifting out of his lane of traffic and over the fog line that was the proximate and intervening cause of the accident. ALL also argues there is no evidence that ALL negligently or wantonly maintained or inspected the rig or that Diaz was an incompetent driver, and that the Estate’s other theories of negligence and wantonness are not actionable.

In response, [*6]  with little discussion of the law and heavy reliance on alleged facts, the Estate focuses on photographs of the rig parked just off the interstate’s lane of travel, the testimony of two witnesses (the eye-witness and the investigating trooper) concerning the location of the rig together with the lack of illuminating lights and warning triangles, and Diaz’s decision to leave the rig on the side of the interstate for over 12 hours and into the darkness of the night within inches of passing traffic—instead of having the rig towed to a safer location. The Estate also cites to ALL’s failure to timely drug-test Diaz, issues with the rig’s maintenance and inspection records and logbooks, and Diaz’s commercial driver’s license status, all to raise genuine issues of material facts.

As to the second category of negligence and wantonness—like negligent and wanton maintenance, inspection, hiring, training, supervision, and retention—ALL is entitled to summary judgment. ALL points to the Estate’s lack of evidence of proximate causation; that is, that the alleged instances of negligence and wantonness in the inspection and maintenance of the rig or in the hiring, training, retention, and supervision [*7]  of Diaz did not proximately cause the accident under the facts presented here. The Estate does little, if anything, to respond. Instead, the Estate’s response focuses on Diaz’s decision to park and leave the rig for an extended duration into the night without illuminating lights and warning triangles: allegations that go directly to the Estate’s first category of claims—its negligence and wantonness claims targeting the events of the crash itself.

In not responding, or at least not sufficiently responding, to ALL’s summary judgment arguments on its second category of theories and claims, the Estate has abandoned them. Clark v. City of Atlanta, 544 F. App’x 848, 855 (11th Cir. 2013) (holding that district court properly treated claims as abandoned where they were alleged in the complaint but not addressed in opposition to a motion for summary judgment). But even if the Estate’s response could be construed as sufficiently addressing these theories, the Estate has not shown a question of fact on Diaz’s competence to drive a commercial vehicle or ALL’s knowledge of his alleged incompetence. The record is devoid of evidence that Diaz was incompetent, that any such incompetence played any role in the accident, or that ALL was aware of or should have been [*8]  aware of that incompetence. See, e.g., Bishop v. R.A. Wagner Trucking Co., Nos. 4:11-cv-2457, 4:12-cv-2003, 2014 U.S. Dist. LEXIS 19709, 2014 WL 636987 (N.D. Ala. Feb. 18, 2014). And the Estate fails to show or provide any legal argument whatsoever showing why the status of Diaz’s driver’s license, if assumed true and standing alone, is admissible or relevant to the issue of Diaz’s negligence or wantonness, or to the accident in general. See, e.g., Chattahoochee Valley Ry. Co. v. Williams, 267 Ala. 464, 103 So. 2d 762, 767 (Ala. 1958); Mason v. New, 475 So. 2d 854, 856 (Ala. 1985). Accordingly, ALL’s summary judgment motion on the Estate’s theories and claims concerning negligent and wanton hiring, training, supervision, and retention of Diaz and the failure to maintain or inspect the rig, to have or enforce adequate policies and procedures, to educate Diaz, to periodically audit or check drivers, to periodically audit driver logs for hour violations, or to design systems that drivers are trained is due to be granted. (Doc. 29 at 2, ¶¶5-7).

That leaves for discussion the real issues in the case—the decision to park the rig within inches of passing traffic for an extended period of time and into the night instead of having it towed; the presence or lack of warning measures such as lights and warning triangles; and Lucicus’s own actions in drifting out of his lane of traffic. Some of these factual issues are disputed and some turn on issues of proximate [*9]  cause and foreseeability.2 From ALL’s perspective, it argues that it is entitled to summary judgment as a matter of law because Diaz did not act negligently or wantonly, and even if he did, that negligence or wantonness was not the proximate cause of the accident because it was Lucicus’s own intervening actions in drifting out of his lane that caused the accident.


A. The Negligence Claim

Since this case is filed in federal court on diversity jurisdiction grounds, Alabama law applies to the substantive issues and federal law to the procedural issues. Hanna v. Plumer, 380 U.S. 460, 465, 85 S. Ct. 1136, 14 L. Ed. 2d 8 (1965); Erie R.R. Co. v. Tompkins, 304 U.S. 64, 80, 58 S. Ct. 817, 82 L. Ed. 1188 (1938). To prevail on a negligence claim in Alabama, a plaintiff must show that the defendant owed the plaintiff a legal duty, that the defendant breached that duty, that the plaintiff suffered a loss or injury, and that the defendant’s breach was an actual and proximate cause of the injury. QORE, Inc. v. Bradford Bldg. Co., 25 So. 3d 1116, 1124 (Ala. 2009). “Proximate cause is an act or omission that in a natural and continuous sequence, unbroken by any new and independent causes, produces an injury or harm and without which the injury or harm would not occur.” Morguson v. 3M Co., 857 So. 2d 796, 800 (Ala. 2003). (citing Dillard v. Pittway Corp., 719 So. 2d 188, 192 (Ala. 1998)). “The cornerstone of proximate cause is foreseeability.” Id. (citations omitted). Generally, a defendant owes a duty of care to all persons [*10]  who are foreseeably endangered by his conduct with respect to all risks which make the conduct unreasonably dangerous. Foreseeability establishes a zone of risk, which is to say that it forms a basis for assessing whether the conduct creates a generalized and foreseeable risk of harming others. It “must be based on the probability that harm will occur, rather than the bare possibility.” Ex parte Wild Wild West Social Club, Inc., 806 So. 2d 1235, 1241 (Ala. 2001) (citing 65 C.J.S. Negligence § 4(3) (1966)).

“In Alabama, the issue of proximate causation hinges on foreseeability and is intertwined, analytically, with the concept of intervening cause.” Springer v. Jefferson Cnty., 595 So. 2d 1381, 1384 (Ala 1992). An intervening cause is “one which occurs after an act committed by a tortfeasor and which relieves him of his liability by breaking the chain of causation between his act and the resulting injury.” General Motors Corp. v. Edwards, 482 So. 2d 1176, 1194 (Ala. 1985) (citing Vines v. Plantation Motor Lodge, 336 So. 2d 1338 (Ala. 1976)), overruled on other grounds by Schwartz v. Volvo North America Corp., 554 So. 2d 927 (Ala. 1989). Stated otherwise, a negligent party is accountable only to those injured as a proximate result of such negligence, and “[w]here some independent agency intervenes and is the immediate cause of the injury, the party guilty of prior negligence is not liable.” Hall v. Booth, 423 So. 2d 184, 185 (Ala. 1982). To say that an event occurring after a defendant’s negligence was the “sole proximate cause” of the plaintiff’s injury is simply another way of [*11]  saying that the event was an intervening cause that prevents the defendant from being liable for the injury. See General Motors Corp, 482 So. 2d at 1194. “If an intervening cause could have reasonably been foreseen at the time the tortfeasor acted, it does not break the chain of causation between his act and the injury.” Id.at 1195. “In the same respect, if the intervening cause is not sufficient to be considered the sole ’cause in fact’ of the injury, if it is not in and of itself sufficient to stand as the ‘efficient cause’ of the injury, the causal chain is not broken; but, if the intervening cause was alone sufficient to produce the injury complained of, it is deemed the proximate cause of the injury[.]” Id.

Regarding ALL’s summary judgment motion, the Court must determine whether ALL has shown there is no genuine issue of material fact concerning the proximate cause of the crash. First, it must be noted that the “question of proximate cause is almost always a question of fact to be determined by the jury,” and it “must go to the jury if reasonable inferences from the evidence support the theory of the complaint.” Marshall Cnty. v. Uptain, 409 So. 2d 423, 425 (Ala. 1981). “[I]t is only when the facts are such that [a reasonable person] must draw the same conclusion that the question [*12]  of proximate cause is one of law for the courts.” Giles v. Gardner, 287 Ala. 166, 249 So. 2d 824, 826 (Ala. 1971). It becomes a legal question for a court’s decision only when “the facts of the cause are not conflicting, and where there can be no reasonable difference of opinion as to the conclusion to be reached upon them[.]” Alabama Power Co. v. Moore, 899 So. 2d 975, 979 (Ala. 2004) (citation omitted).

Further, while the issue of foreseeability in the context of an intervening cause may be decided as a matter of law, it too is more commonly a question for the trier of fact. Peters v. Calhoun Cnty. Comm’n, 669 So. 2d 847, 850 (Ala. 1995).

Here, genuine issues of material fact exist concerning foreseeability and the proximate cause of the crash and Lucicus’s death. First, when viewing the evidence in a light favorable to the Estate, a reasonable jury could find that Diaz, when he parked his rig on the shoulder of a busy interstate within inches of passing traffic for an extended period of time and into the night, and/or doing so with no hazard lights or reflective triangles in place, could have foreseen that an oncoming vehicle may drift and run into the rear of his rig and that serious injuries could result. Interstate drivers may be intoxicated, distracted, blinded by the sun or weather, sleepy or sick, and may therefore drift off the roadway. If they do so at interstate [*13]  speeds and collide with another vehicle parked alongside the interstate, they are likely to be injured or injure other occupants of the vehicles, or both. The foreseeability of such collisions is precisely the reason why Department of Transportation regulations require the use of flashers and warning triangles and why rules are in place requiring the removal of vehicles from the shoulder of busy interstate highways after a certain period, why rumble strips and guardrails are used, and why trees and other stationary structures are generally prohibited within a certain area around an interstate. (See, e.g., Doc. 64-5 at 19; Doc. 64-13 at 2-10; Doc. 72-5 at 69.) E.g., Ala. Code §§ 32-5-51, 32-10-1(c).

ALL contends that Diaz’s actions were a remote cause and that Lucicus’s own actions were an intervening cause that severed any chain of causation that may have existed from Diaz’s conduct. Resolution of that issue involves the same foreseeability analysis. The act of drifting from the traveled portion of an interstate road into the shoulder or emergency lane and at night is not so egregious a departure from ordinary standards of care as to be unforeseeable as a matter of law. This is true even if the driver can offer [*14]  no reason for leaving the road. A jury should decide whether Lucicus’s actions in drifting out of his lane of traffic under the circumstances here was so far outside the bounds of reasonable driving as to be unforeseeable by Diaz, or that it constituted contributory negligence.

That Diaz was not in violation of a specific rule, regulation, or statute at the time he parked his rig on the shoulder of the interstate does not immunize him from liability for negligence. And that the accident here occurred partly on the shoulder of the interstate rather than the traveled portion of the interstate is not enough to establish as a matter of law that Lucicus was the sole proximate cause of the accident. Actors are responsible not only for the likely consequences of their acts or omissions, but also for the consequences that might reasonably be anticipated; that is, those consequences that are reasonably foreseeable. If an injury is foreseeable from the original negligent act or omission, the intervening act of an independent agency will not constitute a defense because it does not cut off the chain of causation, and the party guilty of the original act or omission will be held responsible.

On [*15]  this record, it would be improper to declare as a matter of law that Lucicus’s actions were not reasonably foreseeable and amounted to an intervening cause, especially when the Court is obligated to draw all inferences in favor of the Estate. Reasonable minds may differ on the questions here, and summary judgment is not appropriate. The Estate’s negligence claim directly relating to the operative events of July 19 and 20, 2017, will proceed.


B. The Wantonness Claim

ALL also seeks summary judgment on the Estate’s wantonness claim relating to the events of July 19 and 20, 2017. In addition to arguing the lack of a duty on Diaz’s part and intervening fault on Lucicus’s part, ALL argues its entitlement to summary judgment because the facts do not support a triable claim of wantonness. The Estate, for its part, advances the same facts here as it did to support its claim for negligence. And, again, the Estate makes no legal argument. It just cites the evidence.

Under Alabama law, “[w]antonness is the doing of some act or the omission to do some act with reckless indifference that such act or omission will likely or probably result in injury.” IMAC Energy, Inc. v. Tittle, 590 So. 2d 163, 168 (Ala. 1991); accord Blizzard v. Food Giant Supermarkets, Inc., 196 F. Supp. 2d 1202, 1208 (M.D. Ala. 2002) (citations omitted); see also Ala. Code § 6-11-20(b)(3) (defining [*16]  wantonness as “[c]onduct which is carried on with a reckless or conscious disregard of the rights or safety of others”). Wantonness requires evidence of a defendant’s reckless or conscious disregard of the rights and safety of others. See Wal-Mart Stores, Inc. v. Thompson, 726 So. 2d 651, 653 (Ala. 1998). And “[w]antonness may arise [when one has] knowledge that persons, though not seen, are likely to be in a position of danger, and with conscious disregard of known conditions of danger and in violation of law brings on disaster.” Smith v. Bradford, 512 So. 2d 50, 52 (Ala. 1987) (alteration in original) (citation omitted).

Even though wantonness requires a conscious or an intentional act, “the actor’s knowledge may be proved by showing circumstances from which the fact of knowledge is a reasonable inference; it need not be proved by direct evidence.” Hicks v. Dunn, 819 So. 2d 22, 23 (Ala. 2001) (quoting Scott v. Villegas, 723 So. 2d 642, 643 (Ala. 1998)). “[I]t is not essential to prove that the defendant entertained a specific design or intent to injure the plaintiff.” Alfa Mut. Ins. Co. v. Roush, 723 So. 2d 1250, 1256 (Ala. 1998) (per curiam).

In the context of motor vehicle accidents, including a standing vehicle accident such as this one, wantonness depends on the particular facts presented in each case. Cheshire v. Putman, 54 So. 3d 336, 342 (Ala. 2010) (per curiam). And, under Alabama law, there is a rebuttable presumption that a driver does not act wantonly in causing a car accident. See Thomas v. Heard, 256 So. 3d 644, 657-58 (Ala. 2017) (per [*17]  curiam). That is because people “act in their own self-interest,” and thus, a driver has “no consciousness that an injury would likely occur from his actions because presumably he would not engage in activity that would knowingly result in harm to himself.” Id. at 658.

However, where a driver’s actions are more dangerous to other parties than to himself, the presumption against self-destructive behavior—and therefore wantonness—does not apply. See McCutchen v. Valley Home, Inc., 100 F. Supp. 3d 1235, 1240 (N.D. Ala. 2015) (finding that the fact a driver acknowledged that the driver of an 18-wheeler is generally safer in a collision than the driver of the other vehicle meant that the presumption against self-destructive behavior did not apply); Griffin v. Modular Transp. Co., No. 2:12-CV-2378-WMA, 2014 U.S. Dist. LEXIS 28734, 2014 WL 896627, at *4 (N.D. Ala. Mar. 6, 2014) (determining that “[a] collision between a car and the flatbed portion of a tractor trailer does not carry the same risk of injury to the trailer driver as it does to the car driver[,]” and therefore the presumption against self-destructive behavior was inapplicable).

Moreover, even when the presumption against self-destructive behavior applies, this presumption may be overcome by showing the driver’s judgment was impaired or that the conduct at issue was so inherently reckless that a court might otherwise attribute to the driver [*18]  depravity consistent with disregard of instincts of safety and self-preservation. “Inherently reckless behavior, for example, might be driving in reverse on a major interstate; driving through an intersection at a very fast speed after ignoring a stop sign; or abruptly moving from the right lane into the left lane after seeing a video store on the left and deciding to stop and get a movie.” Craft v. Triumph Logistics, Inc., 107 F. Supp. 3d 1218, 1222 (M.D. Ala. 2015) (cleaned up). “In each of these instances, something more than mere inattention, that is, an exacerbating circumstance, contributed to the accident.” Id.

The question is whether there is sufficient evidence from which a jury could reasonably find wantonness when the facts are viewed in the light most favorable to the Estate. There is.

In this regard, a jury could find that Diaz made a conscious and deliberate decision to park his rig in the location where he did, i.e., within inches of a busy interstate lane of travel over an extended period of time and into the night and without turning on his truck lights or placing out warning triangles, and that he and ALL decided to have the rig repaired there instead of having it towed to another, safer location, all of which exposed other drivers to an unnecessary [*19]  and hazardous risk.3

Although ALL argues that Diaz’s actions, if true, were unavoidable and reasonable—at worst mere inadvertence or negligence—which they may have been, there are also facts in the record suggesting Diaz could have acted recklessly or with conscious disregard for the safety of others. Whether he did is a fact-driven analysis appropriate for a jury. See, e.g., Johnson v. ABF Freight Sys. Inc., No. 2:18-cv-01835-MHH, 2021 U.S. Dist. LEXIS 68460, 2021 WL 1320500, at *2-4 (N.D. Ala. Apr. 8, 2021) (denying summary judgment on wantonness claim in motor vehicle accident case where truck driver created a hazardous situation with his chosen method in attempting to make a turn); Shows v. Redline Trucking, LLC, No. 2:18-cv-01692-AKK, 2020 U.S. Dist. LEXIS 86377, 2020 WL 2527105, at *3-4 (N.D. Ala. May 18, 2020) (finding that plaintiff’s contention that defendant stopped his trailer in a lane of travel during a dark morning without illuminating any lights was sufficient to preclude summary judgment on wantonness claim); McCutchen, 100 F. Supp. 3d at 1240 (denying summary judgment on a wantonness claim because a genuine dispute of material fact existed as to whether the driver of tractor-trailer turned his large rig around on the highway in conscious disregard of the alleged danger to traffic he was creating); Monroe v. Brown, 307 F. Supp. 2d 1268, 1271-72 (M.D. Ala. 2004) (admonishing that courts should be mindful of the Alabama Supreme Court’s holding that wantonness should be submitted to the jury unless there is a “total lack” of evidence [*20]  from which the jury could reasonably infer wantonness). Thus, ALL’s motion for summary judgment is due to be denied on the Estate’s wantonness claim directly relating to the operative events of July 19 and 20, 2017.


VI. CONCLUSION

Accordingly, it is ORDERED as follows:

1. The Defendant’s Motion for Summary Judgment (doc. 63) is GRANTED in part and DENIED in part as set forth above. Summary judgment is denied as to the Estate’s claims for negligence and wantonness against Defendant A.L. Logistics, LLC as they concern Ricardo Diaz’s actions on July 19 and 20, 2017: parking and leaving the tractor-trailer in the position depicted in the record in the location that he did for as long as he did, engaging the tractor-trailer’s lights, and setting out warning triangles. Summary judgment is further denied to the extent Defendant seeks summary judgment that Wyman Lucicus’s actions constitute contributory negligence or an intervening act as a matter of law. Summary judgment is granted in all other respects.

2. Plaintiff’s Motion to File Sur-Reply (doc. 74) is GRANTED, and the sur-reply is received as filed.

3. Defendant’s Motion in Limine (doc. 66) is DENIED as moot. Defendant may refile the motion [*21]  in advance of trial, directed to the remaining issues in this case;

4. This case will be set for a jury trial on Plaintiff’s remaining claims by a separate order.

DONE on this the 14th day of March 2024.

/s/ R. Austin Huffaker, Jr.

R. AUSTIN HUFFAKER, JR.

UNITED STATES DISTRICT JUDGE


End of Document


The witness’s testimony about the lack of warning triangles differed from a sworn statement he gave several weeks after the accident. (Doc. 64-9 at 6; Doc. 72-2 at 17, 20.)

ALL also argues that the Estate raises issues of negligence that were not explicitly pleaded in the Amended Complaint and should therefore be ignored. The Court generally agrees that a plaintiff cannot amend a complaint through briefing. However, the Amended Complaint cannot be so narrowly construed as ALL argues. Indeed, if that is the measure by which negligence pleadings must be pleaded in federal court, then ALL’s contributory negligence affirmative defense suffers the same infirmity and should be ignored.

ALL has advanced legitimate reasons for Diaz’s decision to park his rig where he did and for not having the rig towed to another location, and it has presented evidence suggesting that the rig’s lights were on, and the warning triangles set out. But these are factual issues for consideration by the jury. They are not appropriate for a dispositive ruling as a matter of law, especially when gauged against the favorable inferences for the Estate that must be employed at this stage of the proceeding.

Milne v. Move Freight Trucking

United States District Court, W.D. Virginia,

Roanoke Division.

Chris A. MILNE, as Special Conservator of Jaime Antonio Flores Landaverde, Protected Person, Plaintiff,

v.

MOVE FREIGHT TRUCKING, LLC, et al., Defendants.

Case No. 7:23-cv-432

Signed February 20, 2024

Attorneys and Law Firms

Briant Glen Mildenhall, Joseph Fried, Nathan A. Gaffney, Fried Goldberg LLC, Atlanta, GA, Jeremy Calvin Huang, Rowe Weinstein & Sohn, Annandale, VA, for Plaintiff.

Nathan Henry Schnetzler, Sean C. Workowski, Frith Anderson & Peake PC, Roanoke, VA, for Defendants Move Freight Trucking, LLC, Joshua Flores.

Aidan Chase Williams, Alicha M. Grubb, Gentry Locke, Roanoke, VA, Ashley Walker Winsky, Gentry Locke, Richmond, VA, for Defendants FedEx Ground Package System, Inc., Western Express, Inc.

John Lester Cooley, Jr., Law Office of Cooley and Associates PLC, Roanoke, VA, for Defendant Damaris Patricia Lopez-Alberto.

MEMORANDUM OPINION

Michael F. Urbanski, Chief United States District Judge

*1 This case arises out of a motor vehicle accident on Interstate 81 in Montgomery County, Virginia, on September 25, 2021. The Second Amended Complaint (“SAC”)1 alleges that Jaime Antonio Flores Landaverde sustained personal injuries as a passenger in a 2015 Ford Explorer operated by Jose Lopez. Plaintiff Chris A. Milne, as Landaverde’s special conservator, alleges that Lopez fell asleep and struck a tractor-trailer parked on the shoulder of Interstate 81. Defendant Joshua Flores operated the tractor-trailer on behalf of Move Freight Trucking, LLC (“MFT”). The SAC alleges alternatively that Flores was an employee of MFT, FedEx Ground Package System, Inc. (“FedEx Ground”), or Western Express, Inc. d/b/a Western Logistics (“Western Express”) acting within the scope of his employment, and that these entities, as motor carriers, brokers, and/or shippers, were negligent in the hiring of MFT and Flores. The SAC also alleges negligent entrustment against the owners of the 2015 Ford Explorer, Damaris Patricia Lopez-Alberto and Wilson Amilcar Cabrera a/k/a Wilson A. Cabrera Yanes.

This nascent case has already accumulated a significant procedural history. Defendants FedEx Ground, Flores, MFT, Western Express, and Lopez-Alberto filed separate motions to dismiss the Initial Complaint.2 ECF Nos. 27 (FedEx Ground), 28 (Flores and MFT), 31 (Western Express), 38 (Lopez-Alberto). In response to the court’s September 29, 2023, order, ECF No. 37, Milne subsequently filed a First Amended Complaint, ECF No. 40, and responded in opposition to defendants’ motions, ECF Nos. 41, 42. FedEx Ground, Western Express, MFT, and Lopez-Alberto filed new motions to dismiss the First Amended Complaint. ECF Nos. 43 (FedEx Ground), 45 (Western Express), 48 (MFT), 52 (Lopez-Alberto). Milne responded in opposition by incorporating the arguments he previously made against defendants’ first round of motions. ECF No. 59. The court held argument on November 2, 2023, on all pending matters.

By memorandum opinion and order entered January 5, 2024, the court dismissed Milne’s First Amended Complaint without prejudice and granted him leave to file a Second Amended Complaint as a supplemental pleading under Federal Rule of Civil Procedure 15(d). ECF Nos. 65, 66. The court also denied as moot defendants’ motions to dismiss the Initial Complaint but left their second round of motions pending. Order, ECF No. 66, at 2. This memorandum opinion addresses the outstanding issues from those motions.3

I.

*2 A motion to dismiss pursuant to Rule 12(b)(6) tests the sufficiency of the complaint. Edwards v. City of Goldsboro, 178 F.3d 231, 243 (4th Cir. 1999). To survive a motion to dismiss, “a complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quotation omitted). “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. “But where the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged—but it has not ‘shown’—that the pleader is entitled to relief.” Id. at 679; see also Simmons v. United Mortg. & Loan Invest., 634 F.3d 754, 768 (4th Cir. 2011) (“On a Rule 12(b)(6) motion, a complaint must be dismissed if it does not allege enough facts to state a claim to relief that is plausible on its face.”) (quotation and emphasis omitted).

A court must consider all well-pleaded allegations in a complaint as true, see Albright v. Oliver, 510 U.S. 266, 268 (1994), and must construe factual allegations in the light most favorable to the plaintiff, see Lambeth v. Bd. of Comm’rs, 407 F.3d 266, 268 (4th Cir. 2005). Nevertheless, a court is not required to accept as true “a legal conclusion couched as a factual allegation,” Papasan v. Allain, 478 U.S. 265, 286 (1986), conclusory allegations devoid of any reference to actual events, see United Black Firefighters v. Hirst, 604 F.2d 844, 847 (4th Cir. 1979), or “allegations that are merely conclusory, unwarranted deductions of fact or unreasonable inferences.” Veney v. Wyche, 293 F.3d 726, 730 (4th Cir. 2002) (internal quotation marks omitted). “ ‘Thus, in reviewing a motion to dismiss an action pursuant to Rule 12(b)(6), a court must determine whether it is plausible that the factual allegations in the complaint are enough to raise a right to relief above the speculative level.’ ” Monroe v. City of Charlottesville, 579 F.3d 380, 386 (4th Cir. 2009) (quoting Andrew v. Clark, 561 F.3d 261, 266 (4th Cir. 2009)).

The court will first address Lopez-Alberto’s motion to dismiss Count XIII of the SAC. Then the court will discuss MFT’s motion to dismiss Count IV.4 Finally, the court will turn to the arguments raised by FedEx Ground and Western Express in their motions.

II.

As the co-owner of the vehicle residing in Texas, Lopez-Alberto asserts that the facts alleged are insufficient to state a claim of negligent entrustment against her. The SAC identifies Lopez-Alberto as a Houston, Texas, resident who owned the 2015 Ford Explorer. Second Am. Compl. ¶¶ 32–33. In Count XIII, Milne alleges that Lopez-Alberto and co-owner Cabrera “entrusted their 2015 Ford Explorer to Defendant Lopez who they knew or should have known was an unfit driver who was likely to cause injury to others.” Id. at ¶ 316. The SAC also alleges that Lopez-Alberto and Cabrera arranged for the transportation of passengers from Texas to Massachusetts and knew or should have known that the trip would travel through Virginia. Id. at ¶ 314–15. The SAC does not contain any other factual allegations against Lopez-Alberto.

Under Virginia law, a claim of negligent entrustment requires that “the owner knew, or had reasonable cause to know, that he was entrusting his car to an unfit driver likely to cause injury to others.” Denby v. Davis, 212 Va. 836, 838, 188 S.E.2d 226, 229 (1972).

*3 Typically, the Supreme Court of Virginia allows negligent entrustment claims “only where the owner had notice of some physical or mental defect” of the entrustee. Lester [v. SMC Transport, LLC, No. 7:15cv00665, 2016 WL 4595696], at *5 [(W.D. Va. Sept. 2, 2016)]; Darnell v. Lloyd, No. 4:14cv94, 2016 WL 1464564, at *3 (E.D. Va. Apr. 13, 2016). “Furthermore, in order to impose liability upon the owner, the plaintiff must prove that the negligent entrustment … was a proximate cause of the accident.” Turner v. Lotts, 244 Va. 554, 422 S.E.2d 765, 767 (1992).

McKeown v. Rahim, 446 F. Supp. 3d 69, 82 (W.D. Va. 2020). The SAC fails to allege any facts from which a plausible claim of negligent entrustment may lie. As such, the SAC fails to state a plausible claim of negligent entrustment against Lopez-Alberto. Nor are there sufficient facts alleged to establish personal jurisdiction over Lopez-Alberto in Virginia. Accordingly, the court will GRANT the motion to dismiss filed by Lopez-Alberto as to Count XIII.5 Should discovery reveal facts sufficient to establish a plausible basis for a negligent entrustment claim against Lopez-Alberto as to which personal jurisdiction in Virginia may be founded, Milne may move for leave to amend his complaint to revive this claim.

III.

Count IV of the SAC alleges that MFT “was negligent in connection with hiring, qualifying, training, entrusting, supervising and/or retaining of Defendant Flores.” Second Am. Compl. ¶ 141. In paragraphs 43 and 44, Landaverde alleges that Flores operated a tractor-trailer on Interstate 81 in Montgomery County, and that “[f]or an unknown reason, Defendant Flores illegally and improperly parked the tractor-trailer on the right shoulder, with the rear of the trailer partially obstructing the acceleration lane coming out of the rest area.” The facts alleged in the SAC are insufficient to state a plausible claim of negligent entrustment against MFT.

Nor are these scant allegations sufficient to state a plausible claim for negligent hiring. The negligent hiring “cause of action is based upon the principle that one who conducts an activity through employees is subject to liability for harm resulting from the employer’s conduct if the employee is negligent in the hiring of an improper person in work involving an unreasonable risk of harm to others.” Se. Apartments Mgmt., Inc. v. Jackman, 257 Va. 256, 260, 513 S.E.2d 395, 397 (1999). “Liability is predicated on the negligence of an employer in placing a person with known propensities, or propensities which should have been discovered by reasonable investigation, in an employment position in which, because of the circumstances of employment, it should have been foreseeable that the hired individual posed a threat of injury to others.” Id. (quoting Ponticas v. K.M.S. Invs., 331 N.W2d 907, 911 (Minn. 1983)). The SAC alleges only that Flores operated a tractor-trailer in Virginia and unlawfully parked it on the shoulder of Interstate 81. There are no facts alleged that MFT had knew or had reason to know that hiring Flores as truck driver posed an unreasonable risk of harm to others. As such, the facts alleged fail to state a claim for negligent hiring.

Likewise, these facts do not support a claim for negligent retention. “This cause of action is based upon the principle that an employer … is subject to liability for harm resulting from the employer’s negligence in retaining a dangerous employee who the employer knew or should have known was dangerous and likely to harm” others. Se. Apartments Mgmt., 257 Va. at 260-61, 513 S.E.2d at 397. The SAC alleges no facts that MFT knew or had reason to know that retaining Flores as a truck driver was dangerous and likely to harm others.

*4 Finally, Virginia law does not recognize independent tort claims for negligent supervision or training, McDonald v. Betsinger, No. 7:15cv0477, 2016 WL 958737, *3 (W.D. Va. Mar. 8, 2016). Even if Virginia law recognized such a claim, the SAC contains no facts to support the conclusory allegation that MFT was somehow deficient in its supervision or training of Flores. Finally, the SAC also alleges that MFT was negligent in “qualifying” Flores, but no facts are alleged to provide context or factual support for this conclusory allegation.

Accordingly, Count IV will be dismissed. Should discovery reveal facts sufficient to establish a plausible basis for a negligent entrustment, hiring, or retention claim against MFT, Milne may move for leave to amend his complaint to revive this claim.

IV.

The SAC contains six substantive counts against Western Express and FedEx Ground. In Counts V and VIII, Milne alleges that Western Express and FedEx Ground employed Flores, the driver of the tractor-trailer, and that Flores was acting within the scope of his employment. In Counts VI and IX, Milne alleges that Western Express and FedEx Ground, as motor carrier, broker and/or shipper were negligent in hiring, retaining and entrusting MFT and Fiores to deliver the load from Cypress, Texas, to Northampton, Pennsylvania. Counts VII and X contain the same substantive allegations of negligent hiring, retention, and entrustment, cast under a joint enterprise theory. See Miller v. Query, 201 Va. 193, 197, 110 S.E.2d 198, 201 (1959). With respect to the negligent hiring, retention, and entrustment claims (Counts VI, VII, IX, and X), Milne alleges that Western Express and FedEx Ground “knew or should have known that MFT and Flores had histories of non-compliance with safe driving practices, the Federal Motor Carrier Safety Regulations, and other trucking regulations, trucking industry standards, and other violations,” Second Am. Compl., ECF No. 67, at ¶¶ 174, 252; “knew or should have known that Defendant MFT and Defendant Flores had a history of unsafe driving, motor carrier, and/or trucking practices,” id. at ¶¶ 175, 253; and “knew or should have known that defendant MFT was an inexperienced, non-rated motor carrier with limited experience and financially impaired,” id. at ¶¶ 177, 254.

Western Express and FedEx Ground seeks dismissal of all claims against them on three substantive grounds. First, they argue that as the shipper and broker of the freight hauled by Flores, they are not subject to personal jurisdiction in the Western District of Virginia. Second, they argue that the SAC fails to state a claim for negligence in hiring MFT and Flores. Third, they argue that tort claims against them, as shipper and broker, are preempted by federal law. Separately, these defendants ask the court to dismiss Count XIV, through which Milne requests punitive damages.

A.

Western Express and FedEx Ground seek dismissal for lack of personal jurisdiction. Western Express and FedEx Ground argue that Milne has not alleged facts sufficient to establish personal jurisdiction over them as the mere broker and shipper of the freight being hauled by MFT and Flores. Milne responds that Counts V and VIII allege that Flores was an employee of Western Express and FedEx Ground, and that he was acting in the scope of his employment when he parked the tractor-trailer on the shoulder of Interstate 81 in Montgomery County, Virginia. Milne further argues that the trailer hit by the 2015 Ford Explorer driven by Lopez was a FedEx Ground trailer, Tr., ECF No. 61, at 40, and that the SAC alleges that both Western Express and FedEx Ground “had control over the time, manner, and method of how Defendant MFT and/or Defendant Flores were to pick up and deliver the Subject Load.” Second Am. Compl., ECF No. 67, at ¶ 72. The SAC also alleges that Western Express and FedEx Ground required MFT and Flores to check in during the delivery process and provide tracking updates. Id. at ¶¶ 74–80.

*5 “When personal jurisdiction is properly challenged under Rule 12(b)(2), the jurisdictional question is to be resolved by the judge, with the burden on the plaintiff ultimately to prove grounds for jurisdiction by a preponderance of the evidence.” Carefirst of Md, Inc. v. Carefirst Pregnancy Ctrs., Inc., 334 F.3d 390, 396 (4th Cir. 2003) (citation omitted). However, where, as here, the court considers a challenge to personal jurisdiction without conducting an evidentiary hearing, the plaintiff need only make a prima facie showing of personal jurisdiction, rather than show jurisdiction by a preponderance of the evidence. Id. (citing Combs v. Bakker, 886 F.2d 673, 676 (4th Cir. 1989)). “The court, in deciding whether a plaintiff has met this burden, must construe all relevant pleading allegations in the light most favorable to the plaintiff, assume credibility, and draw the most favorable inferences for the existence of jurisdiction.” Brooks v. Motsenbocker Advanced Devs., Inc., 242 F. App’x. 889, 890 (4th Cir. 2007). “If a plaintiff makes the requisite showing, the defendant then bears the burden of presenting a ‘compelling case,’ that, for other reasons, the exercise of jurisdiction would be so unfair as to violate due process.” Reynolds Foil, Inc. v. Pai, No. 3:09-cv-657, 2010 WL 1225620, at *1 (E.D. Va. Mar. 25, 2010) (quoting Burger King v. Rudzewicz, 471 U.S. 462, 477–78 (1985)). “For purposes of the motion to dismiss, the reviewing court may presume that any uncontradicted evidence submitted by either party is true.” Id.

The court employs the traditional two-step analysis to resolve the personal jurisdiction dispute at issue. Therefore, the court must first decide whether Virginia’s long-arm statute, Va. Code Ann. § 8.01-328.1, permits the court to exercise personal jurisdiction over the defendants, and second, whether the exercise of such jurisdiction comports with the due process requirements of the Fourteenth Amendment. See, e.g., Mitrano v. Hawes, 377 F.3d 402, 406 (4th Cir. 2004); ESAB Group, Inc. v. Centricut, Inc., 126 F.3d 617, 622 (4th Cir. 1997) (“[O]ur inquiry into the federal court’s jurisdiction … incorporates the Fourteenth Amendment due process standard, even though that Amendment applies of its own force only to states.”). Virginia’s long-arm statute extends personal jurisdiction to the extent permitted by due process, and therefore “the statutory inquiry necessarily merges with the constitutional inquiry, and the two inquiries essentially become one.” Young v. New Haven Advocate, 315 F.3d 256, 261 (4th Cir. 2002) (quoting Stover v. O’Connell Assocs., Inc., 84 F.3d 132, 135–36 (4th Cir. 1996)). The inquiry becomes whether the defendants maintain sufficient minimum contacts with the forum state so as not to offend “traditional notions of fair play and substantial justice.” Int’l Shoe Co. v. Washington, 326 U.S. 310, 316 (1945) (quoting Milliken v. Meyer, 311 U.S. 457, 463 (1940)).

“The standard for determining the existence of personal jurisdiction over a nonresident defendant varies, depending on whether the defendant’s contacts with the forum state also provide the basis for the suit.” Carefirst, 334 F.3d at 397. “If the defendant’s contacts with the [s]tate are also the basis for the suit, those contacts may establish specific jurisdiction …. [I]f the defendant’s contacts with the [s]tate are not also the basis for suit, then jurisdiction over the defendant must arise from the defendant’s general, more persistent, but unrelated contacts with the [s]tate.” ALS Scan, Inc. v. Dig. Serv. Consultants, Inc., 293 F.3d 707, 712 (4th Cir. 2002).

On the issue of personal jurisdiction, the positions of the parties are akin to trucks passing in the night, with Western Express and FedEx Ground arguing that they had no involvement with the Western District of Virginia and were merely the shipper and broker of the freight being hauled by Flores. In stark contrast, Milne alleges that Western Express and FedEx Ground employed Flores and controlled his activities.

Given the allegations in the SAC that Western Express and FedEx Ground employed Flores and controlled his activities, the issue of personal jurisdiction requires factual development. The court will deny the motion to dismiss for lack of personal jurisdiction as to Western Express and FedEx Ground without prejudice to their ability to raise this issue under Fed. R. Civ. P. 56 following completion of a period of limited discovery. The court will allow the parties to take discovery relevant to the issue of personal jurisdiction until May 20, 2024, after which Western Express and FedEx Ground may raise these issues by means of a Rule 56 motion.

B.

*6 Western Express and FedEx Ground seek dismissal of all negligence claims against them, whether under a respondeat superior or negligent hiring or retention theory, by arguing that they served only as shipper and broker, not as motor carrier. These defendants insist that Flores was neither their employee nor an independent contractor working on their behalf. They also contend that MFT, not Western Express or FedEx Ground, was the motor carrier responsible for Flores’ actions.

A claim for negligent hiring of an independent contractor requires a showing of (1) physical harm to a third party, (2) caused by failure to exercise reasonable care to employ a competent and careful contractor, (3) to work which involves risk of physical harm unless it is skillfully and carefully done. Philip Morris, Inc. v. Emerson, 235 Va. 380, 399, 368 S.E.2d 268, 278 (1988) (citing Restatement of Torts § 411 (2d ed., 1965)). Milne has alleged physical harm by way of Landaverde’s traumatic brain injury, satisfying the first element. The third element is satisfied as “the operation of a tractor-trailer on a public highway involves just such a risk of physical harm.” Jones v. C.H. Robinson Worldwide, Inc., 558 F. Supp.2d 630, 642 (W.D. Va. 2008). While the facts as to the second element are disputed, at this stage the allegations are sufficient to state a plausible claim. See Turner v. Syfan Logistics, Inc., No. 5:15cv81, 2016 WL 1559176 at *10 (W.D. Va. April 18, 2016); McKeown v. Rahim, 446 F. Supp. 3d 69, 86 (W.D. Va. 2020); Jones v. D’Souza, No. 7:06cv00547, 2007 WL 2688332, at *5 (W.D. Va. Sept. 11, 2007).

Milne has alleged sufficient facts to plausibly state the claims he sets out in Counts V-X. He expressly alleges in Counts V and VIII that Western Express and FedEx Ground employed Flores and that his action in parking the tractor-trailer on the shoulder of Interstate 81 was within the scope of his employment. Likewise, in Counts VI, VII, IX, and X, Milne alleges that Western Express and FedEx Ground “knew or should have known that MFT and Flores had histories of non-compliance with safe driving practices, the Federal Motor Carrier Safety Regulations, and other trucking regulations, trucking industry standards, and other violations,” Second Am. Compl., ECF No. 67, at ¶¶ 174, 252; “knew or should have known that Defendant MFT and Defendant Flores had a history of unsafe driving, motor carrier, and/or trucking practices,” id. at ¶¶ 175, 253; “knew or should have known that defendant MFT was an inexperienced, non-rated motor carrier with limited experience and financially impaired,” id. at ¶¶ 177, 254. At this early stage in the proceeding, these claims survive.

C.

Western Express and FedEx Ground argue that the Federal Aviation Administration Authorization Act (“FAAAA”) expressly preempts state negligence claims against motor carriers and brokers.

The FAAAA preempts state law “related to a price, route, or service of any motor carrier … or any motor private carrier, broker, or freight forwarder with respect to the transportation of property.” 49 U.S.C. § 14501(c)(1). The statute contains a safety exception, which excludes from preemption “the safety regulatory authority of a State with respect to motor vehicles.” 49 U.S.C. § 14501(c)(2)(A). As pertinent here, the FAAAA defines a motor carrier as “a person providing motor vehicle transportation for compensation,” 49 U.S.C. § 13102(14), and a broker as “a person, other than a motor carrier or an employee or agent of a motor carrier, that as a principal or agent sells, offers for sale, negotiates for, or holds itself out by solicitation, advertisement, or otherwise as selling, providing, or arranging for, transportation by motor carrier for compensation.” 49 U.S.C. § 13102(2). The Supreme Court has explained that, in the context of a claim against a motor carrier, the preemption clause applies only to state law that relates to (1) the price, route, or service of a motor carrier and (2) the transportation of property. Dan’s City Used Cars, Inc. v. Pelkey, 569 U.S. 251, 261 (2013).

*7 The question is two-fold: whether § 14501(c)(1) preempts state law negligence claims and, if so, whether such claims fall within the safety exclusion in § 14501(c)(2)(A). As the parties discussed at argument, a circuit split exists on this very issue. In Miller v. C.H. Robinson Worldwide, Inc., the Ninth Circuit held that while “there is no question that common-law claims are within the scope of the preemption clause,” 976 F.3d 1016, 1025 (9th Cir. 2020), the safety exclusion controlled because “ ‘the safety regulatory authority of a State’ encompasses common-law tort claims,” id. at 1026 (quoting 49 U.S.C. § 14501(c)(2)(A)), cert. denied, 142 S. Ct. 2866 (2022) (mem). As to the preemption provision, the court explained that “a claim that imposes an obligation on brokers at the point at which they arrange for transportation by motor carrier has a connection with broker services.” Id. at 1024. And a negligence claim, the court continued, “demands that an individual or entity exercise ordinary care,” thus imposing such an obligation. Id. at 1025. However, the court observed that, through the FAAAA, Congress intended to regulate “economic aspects of the trucking industry … not restrict the States’ existing power over safety,” a power that “plainly includes the ability to regulate safety through common-law tort claims.” Id. at 1026 (emphasis in original) (quotations omitted). Thus, the Ninth Circuit held that state law negligence claims are shielded from preemption via the safety exclusion.6

By contrast, the Seventh Circuit in Ye v. GlobalTranz Enterprises, Inc. found that the safety exclusion does not preserve common-law negligence claims against brokers. 74 F.4th 453, 460 (7th Cir. 2023), cert. denied, No. 23-475, 2024 WL 72005 (Jan. 8, 2024). As in Miller, the Ye court found that the FAAAA preempted a wrongful death claim against a broker for the negligent selection of a motor carrier. Id. at 458. Unlike Miller, however, the Seventh Circuit determined that “only those laws with a direct link to motor vehicles fall within a state’s ‘safety regulatory authority … with respect to motor vehicles.’ ” Id. at 463–64 (quoting 49 U.S.C. § 14501(c)(2)(A)). The Ye court justified its divergence from Miller by taking issue with the Ninth Circuit’s reliance on congressional purpose, a presumption against preemption, and a broad interpretation of the phrase, “with respect to,” as it appears in the safety exclusion. Id. at 465. The Ye court concluded that the safety exclusion did not shield the negligence claim against the broker from preemption.7

The Fourth Circuit has not opined on this issue, but district courts therein have found that § 14501(c)(1) does not preempt state law negligence claims against brokers. In Mann v. C. H. Robinson Worldwide, Inc., the court found that the preemption provision did not apply to a personal injury claim against a broker because the claim “does not have anything more than a ‘tenuous, remote, or peripheral’ connection to the ‘price, route, or service’ of a broker.” No. 7:16-CV-00102, 2017 WL 3191516, at *7 (W.D. Va. July 27, 2017) (Dillon, J.) (quoting Rowe v. New Hampshire Motor Transport Ass’n, 552 U.S. 364, 371 (2008)). Writing before Miller and Ye, the Mann court reasoned that a negligent hire claim against a broker based on personal injury “reflect[ed] an attempt by members of the driving public to recover for a broker’s alleged negligence.” Id. The court also determined that “even if the state’s negligent hiring claim had a sufficient impact on the price, route, or service of a broker to” be subject to the preemption provision, “it would fall within the general ‘safety regulatory’ exception.” Id. at *8.

*8 District courts across the Fourth Circuit have followed Mann in concluding that negligence claims against brokers based on personal injuries are outside the scope of the preemption provision or shielded by the safety exclusion. See Ortiz v. Ben Strong Trucking, Inc., 624 F. Supp. 3d 567, 583-84 (D. Md. 2022) (citing Mann, 2017 WL 3191516, at *7; Gilley v. C.H. Robinson Worldwide, Inc., No. 1:18-00536, 2019 WL 1410902, at *3-5 (S.D.W. Va. Mar. 28, 2019); Vitek v. Freightquote.com, Inc., No. JKB-20-274, 2020 WL 1986427, at *2–4 (D. Md. Apr. 27, 2020)). The court in Ortiz explained the improvidence of preemption in the personal injury setting:

The court will not limit valid safety rationales to those concerned only with the safe physical operation of motor vehicles but will understand the exception to reach regulations that are genuinely responsive to the safety of other vehicles and individuals.

Id. at 584 (citing Miller, 976 F.3d at 1030—31). This court agrees that, regardless of whether the preemption provision covers Milne’s negligence claims against FedEx Ground and Western Express, the safety exclusion shields such claims from preemption because they fall squarely within the “safety regulatory authority of a State with respect to motor vehicles.” 49 U.S.C. § 14501(c)(2)(A). State law recognizes these tort claims in part to incentivize safe practices in the trucking industry. To preempt such claims would undercut an important tool in the states’ efforts to maintain reasonably safe roadways, a practice expressly shielded by the safety exclusion. Accordingly, the court declines to dismiss Milne’s claims against FedEx Ground and Western Express based on FAAAA preemption grounds.

D.

Western Express and FedEx Ground assert that the court should dismiss the request for punitive damages in Count XIV. As an initial matter, “punitive damages is not a ‘cause of action’ subject to dismissal under Rule 12(b)(6).” Rathbone v. Haywood Cnty., No. 1:08CV117, 2008 WL 2789770, at *1 (W.D.N.C. July 17, 2008). “A plain reading of Rule 12(b)(6) indicates that the rule may be used only to dismiss a ‘claim’ in its entirety.” Janis v. Nelson, No. CR. 09-5019-KES, 2009 WL 4505935, at *7 (D.S.D. Nov. 24, 2009) (citations omitted); Fed. R. Civ. P. 12(b)(6) (permitting party to raise the defense of “failure to state a claim upon which relief can be granted” by motion). Because “a demand for relief is not part of a plaintiff’s statement of the claim,” Alexander v. Se. Wholesale Corp., No. 2:13CV213, 2013 WL 5673311, at *8 n.7 (E.D. Va. Oct. 17, 2013) (citing Bontkowski v. Smith, 305 F.3d 757, 762 (7th Cir. 2002)), the nature of the relief sought is immaterial to the question of whether a complaint adequately states a claim upon which relief can be granted, see Int’l Fid. Ins. Co. v. Mahogany, Inc., No. CIV. JKB-11-1708, 2011 WL 3055251, at *2 n.1 (D. Md. June 25, 2011) (citing Charles Alan Wright, et al., 5 Federal Practice And Procedure § 1255 (3rd ed. 1993)). Accord Charles v. Front Royal Volunteer Fire & Rescue Dep’t, Inc., 21 F. Supp. 3d 629, 631-32 (W.D. Va. 2014); Debord v. Grasham, No. 1:14cv039, 2014 WL 3734320, at *1 (W.D. Va. July 28, 2014); Downs v. Winchester Med. Ctr., 21 F. Supp. 3d 615, 620 (W.D. Va. 2014); Meeks v. Embiata, No. 7:14cv534, 2015 WL 1636800, at *2 (W.D. Va. Apr. 13, 2015).

*9 “[Rule] 54 underscores the impropriety of dismissing requests for punitive damages under [Rule] 12(b)(6).” Oppenheimer v. Sw. Airlines Co., No. 13-CV-260-IEG BGS, 2013 WL 3149483, at *4 n.1 (S.D. Cal. June 17, 2013). Because Rule 54(c) directs courts to “grant the relief to which each party is entitled, even if the party has not demanded that relief in its pleadings,” it “makes little sense to require detailed factual allegations to support a demand for certain damages when such damages may ultimately be awarded even if they were never pled in the complaint.” Id. at *4 n.1 (citations omitted); Fed. R. Civ. P. 54(c).

Thus, the motion to dismiss Milne’s claim for punitive damages is premature and will be denied without prejudice.

V.

In sum, the court GRANTS Lopez-Alberto’s motion to dismiss Count XIII for failure to plead facts sufficient to establish a plausible claim for negligent entrustment; GRANTS MFT’s motion to dismiss Count IV for failure to plead facts sufficient to establish a plausible claim for negligent hiring, retention, and entrustment; DENIES Western Express’ and FedEx Ground’s motions to dismiss Counts V, VI, VII, VIII, IX, and X based on the plausible sufficiency of the facts alleged by Milne; and DENIES Western Express and FedEx Ground’s motion to dismiss Count XIV without prejudice.

On the issue of personal jurisdiction as to Western Express and FedEx Ground, the court ORDERS a ninety-day period of jurisdictional discovery, closing on May 20, 2024, to develop facts regarding the relationship of Western Express, FedEx Ground, MFT, and Flores so that the court can assess the personal jurisdiction defense raised by Western Express and FedEx Ground.

An appropriate Order will be entered.

All Citations

Footnotes  

  1. In accordance with the court’s January 5, 2024, order, ECF No. 66, Plaintiff Chris A. Milne filed a Second Amended Complaint on January 16, 2024, ECF No. 67. The SAC differs from the First Amended Complaint, ECF No. 40, in only one respect: the SAC adds the allegation that Milne registered his Massachusetts conservatorship “in the Circuit Court of Montgomery County[, Virginia] on November 29, 2023.” Second Am. Compl., ECF No. 67, at ¶ 7; ECF No. 67-2.  
  2. There is no indication that defendants Lopez or Yanes have been served in this case or Milne’s separate civil action against Yanes, Milne v. Yanes, 7:23-cv-00612 (W.D. Va. filed Sept. 22, 2023). The court consolidated these two cases for purposes of pre-trial issues and discovery. Order, ECF No. 37.  
  3. In the January 5 order, the court informed the parties that “[i]f a Second Amended Complaint is filed, defendants need not respond to the pleading until further directed by order of this court.” Order, ECF No. 66, at 1–2. Milne filed the SAC on January 16, 2024. ECF No. 67. Flores and MFT then filed answers on January 30, 2024, ECF Nos. 68 (Flores), 69 (MFT), and FedEx Ground and Western Express filed new motions to dismiss on February 6, 2024, ECF Nos. 70 (FedEx Ground), 72 (Western Express). The court will address these new motions once the parties fully brief them.
  4. MFT and Flores jointly filed a motion to dismiss the Initial Complaint at the outset of this case. ECF No. 28. The court denied this motion as moot in its January 5 order, ECF No. 66, at 2, and Flores did not file another motion to dismiss in addition to his answer, ECF No. 68. Flores did not join MFT’s motion to dismiss Count IV. ECF No. 48.  
  5. As Count XIII is the only count pending against Lopez-Alberto, she will be dismissed as a party defendant in this case.  
  6. The Ninth Circuit later suggested that Miller may have run counter to the Supreme Court’s teaching that “if a ‘statute contains an express pre-emption clause, we do not invoke any presumption against pre-emption but instead focus on the plain wording of the clause, which necessarily contains the best evidence of Congress’ pre-emptive intent.’ ” R.T. Reynolds Tobacco Co. v. Cnty. of L.A., 29 F.4th 542, 553 (9th Cir. 2022) (quoting Puerto Rico v. Franklin Cal. Tax-Free Tr., 579 U.S. 115, 125 (2016)). However, the court did not modify Miller’s ultimate conclusion that the FAAAA’s safety exclusion protects common-law negligence claims from preemption.  
  7. The Ye court also made reference to the Eleventh Circuit’s decision in Aspen Am. Ins. Co. v. Landstar Ranger, Inc., where the court found that the safety exclusion did not shield a negligent hiring claim from preemption. 65 F.4th 1261, 1270–72. However, the negligent hiring claim in Aspen is readily distinguishable from the claims at issue in Miller, Ye, and this case because the negligent selection claim in Aspen arose from theft—a broker gave the plaintiff’s cargo to a purported motor carrier for transport, which instead stole and made off with the plaintiff’s cargo. Id. at 1264–65. A negligent selection claim based on conversion has a significantly more tenuous relationship to a state’s safety regulatory authority with respect to motor vehicles than negligent selection claims based on wrongful death and serious bodily injury, as was the case in Miller and Ye and as is the case here.  

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